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CIK 0001072379 · Non-accelerated filer<br>Smaller reporting company

NORTHWEST BIOTHERAPEUTICS INC

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Ticker
NWBO
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
943306718
Phone
(240) 497-9024
Business address
4800 MONTGOMERY LANE, SUITE 800, BETHESDA, MD, 20814
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2005-09-30 Robertson Bruce C 10% owner Other disposition · Warrant −20,000,000 $20,000.00 $400.0B 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · 10% Convertible Secured Promissory Note −0 $495,000.00 $0 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · Warrant −5,000,000 $5,000.00 $25.0B 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · 10% Convertible Secured Promissory Note −0 $495,000.00 $0 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · Warrant −5,000,000 $5,000.00 $25.0B 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · 10% Convertible Secured Promissory Note −0 $247,500.00 $0 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · Warrant −2,500,000 $2,500.00 $6.3B 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · 10% Convertible Secured Promissory Note −0 $445,500.00 $0 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · Warrant −4,500,000 $4,500.00 $20.3B 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · 10% Convertible Secured Promissory Note −0 $445,500.00 $0 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · Warrant −4,500,000 $4,500.00 $20.3B 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · 10% Convertible Secured Promissory Note −0 $495,000.00 $0 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · Warrant −5,000,000 $5,000.00 $25.0B 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · 10% Convertible Secured Promissory Note −0 $495,000.00 $0 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · Warrant −5,000,000 $5,000.00 $25.0B 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · 10% Convertible Secured Promissory Note −0 $495,000.00 $0 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · Warrant −5,000,000 $5,000.00 $25.0B 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · Series A Cumulative Convertible Preferred Stock −32,500,000 $0.04 $1.3M 0
2005-09-30 Robertson Bruce C 10% owner Other disposition · Preferred Stock Warrant −13,000,000 0
2005-09-07 Toucan Capital Fund II, LP 10% owner Purchase · 10% Convertible Secured Promissory Note +0 $495,000.00 $0

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