CIK 0001072379 · Non-accelerated filer<br>Smaller reporting company
NORTHWEST BIOTHERAPEUTICS INC
Sign in to watch- Ticker
- NWBO
- Exchange
- OTC
- Industry
- Pharmaceutical Preparations
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 943306718
- Phone
- (240) 497-9024
- Business address
- 4800 MONTGOMERY LANE, SUITE 800, BETHESDA, MD, 20814
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2006-04-17 | Toucan Capital Fund II, LP 10% owner | Conversion · 10% Convertible Secured Promissory Note | −0 | $495,000.00 | $0 | |
| 2006-04-17 | Toucan Capital Fund II, LP 10% owner | Conversion · 10% Convertible Secured Promissory Note | −0 | $495,000.00 | $0 | |
| 2006-04-17 | Toucan Capital Fund II, LP 10% owner | Conversion · 10% Convertible Secured Promissory Note | −0 | $247,500.00 | $0 | |
| 2006-04-17 | Toucan Capital Fund II, LP 10% owner | Conversion · 10% Convertible Secured Promissory Note | −0 | $445,500.00 | $0 | |
| 2006-04-17 | Toucan Capital Fund II, LP 10% owner | Conversion · 10% Convertible Secured Promissory Note | −0 | $445,500.00 | $0 | |
| 2006-04-17 | Toucan Capital Fund II, LP 10% owner | Conversion · 10% Convertible Secured Promissory Note | −0 | $495,000.00 | $0 | |
| 2006-04-17 | Toucan Capital Fund II, LP 10% owner | Conversion · 10% Convertible Secured Promissory Note | −0 | $495,000.00 | $0 | |
| 2006-04-17 | Toucan Capital Fund II, LP 10% owner | Conversion · 10% Convertible Secured Promissory Note | −0 | $495,000.00 | $0 | |
| 2006-04-17 | Toucan Capital Fund II, LP 10% owner | Conversion · Series A-1 Cumulative Convertible Preferred Stock | +4,816,863 | $1.60 | $7.7M | 4,816,863 |
| 2006-03-29 | Toucan Partners, LLC 10% owner | Other acquisition · 10% Secured Promissory Note | +0 | $247,500.00 | $0 | |
| 2006-03-29 | Toucan Partners, LLC 10% owner | Other acquisition · Warrant | +2,500,000 | $2,500.00 | $6.3B | 2,500,000 |
| 2006-03-29 | Toucan Partners, LLC 10% owner | Other acquisition · 10% Secured Promissory Note | +0 | $297,000.00 | $0 | |
| 2006-03-29 | Toucan Partners, LLC 10% owner | Other acquisition · Warrant | +3,000,000 | $3,000.00 | $9.0B | 3,000,000 |
| 2005-11-14 | Powers Linda F 10% owner | Purchase · 10% Convertible Secured Promissory Note | +0 | $396,000.00 | $0 | |
| 2005-11-14 | Powers Linda F 10% owner | Purchase · Warrant | +4,000,000 | $4,000.00 | $16.0B | 4,000,000 |
| 2005-09-30 | Robertson Bruce C 10% owner | Other disposition · 10% Convertible Secured Promissory Notes | −0 | $570,000.00 | $0 | 0 |
| 2005-09-30 | Robertson Bruce C 10% owner | Other disposition · Warrant | −36,000,000 | $30,000.00 | $1080.0B | 0 |
| 2005-09-30 | Robertson Bruce C 10% owner | Other disposition · 10% Convertible Secured Promissory Note | −0 | $475,000.00 | $0 | 0 |
| 2005-09-30 | Robertson Bruce C 10% owner | Other disposition · Warrant | −30,000,000 | $25,000.00 | $750.0B | 0 |
| 2005-09-30 | Robertson Bruce C 10% owner | Other disposition · 10% Convertible Secured Promissory Note | −0 | $1,980,000.00 | $0 | 0 |
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