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CIK 0001072379 · Non-accelerated filer<br>Smaller reporting company

NORTHWEST BIOTHERAPEUTICS INC

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Ticker
NWBO
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
943306718
Phone
(240) 497-9024
Business address
4800 MONTGOMERY LANE, SUITE 800, BETHESDA, MD, 20814
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2007-06-22 Toucan Capital Fund II, LP 10% owner Other acquisition +4,287,851 19,299,486
2007-06-22 Toucan Capital Fund II, LP 10% owner Other acquisition +2,572,710 2,572,710
2007-06-22 Toucan Capital Fund II, LP 10% owner Conversion · Series A Cumulative Convertible Preferred Stock −32,500,000 $0.04 $1.3M 0
2007-06-22 Toucan Capital Fund II, LP 10% owner Conversion · Series A-1 Cumulative Convertible Preferred Stock −4,816,863 $1.60 $7.7M 0
2007-06-01 Toucan Partners, LLC 10% owner Other acquisition · 10% Convertible Promissory Notes +0 $950,000.00 $0
2007-06-01 Toucan Partners, LLC 10% owner Other acquisition · Amended and Restated Warrants +23,750,000 100,000,000
2007-06-01 Toucan Partners, LLC 10% owner Purchase · 10% Convertible Promissory Notes +0 $3,875,000.00 $0
2007-06-01 Toucan Partners, LLC 10% owner Purchase · Amended and Restated Warrants +76,250,000 100,000,000
2007-06-01 Toucan Partners, LLC 10% owner Purchase · Amended and Restated Warrant +2,500,000 2,500,000
2007-06-01 Toucan Partners, LLC 10% owner Purchase · Warrants +18,125,000 18,125,000
2007-06-01 Toucan Partners, LLC 10% owner Purchase · Series A Preferred Stock Warrant +19,500,000 32,500,000
2007-06-01 Toucan Partners, LLC 10% owner Purchase · Series A-1 Preferred Stock Warrant +3,408,833 6,471,333
2007-03-28 BOYNTON ALTON L President & COO Gift −1,000,000 3,046,000
2007-01-01 BOYNTON ALTON L President & COO Gift −550,000 4,046,000
2006-12-15 BOYNTON ALTON L President & COO Gift −50,000 4,596,800
2006-05-17 BOYNTON ALTON L President & COO Gift −240,000 4,646,800
2006-05-17 BOYNTON ALTON L President & COO Gift −240,000 $0.25 $60K 4,646,800
2006-04-17 Toucan Capital Fund II, LP 10% owner Conversion · 10% Convertible Secured Promissory Notes −0 $570,000.00 $0
2006-04-17 Toucan Capital Fund II, LP 10% owner Conversion · 10% Convertible Secured Promissory Note −0 $475,000.00 $0
2006-04-17 Toucan Capital Fund II, LP 10% owner Conversion · 10% Convertible Secured Promissory Note −0 $1,980,000.00 $0

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