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CIK 0001072379 · Non-accelerated filer<br>Smaller reporting company

NORTHWEST BIOTHERAPEUTICS INC

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Ticker
NWBO
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
943306718
Phone
(240) 497-9024
Business address
4800 MONTGOMERY LANE, SUITE 800, BETHESDA, MD, 20814
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2011-06-21 BOYNTON ALTON L Chief Scientific Officer Grant or award · Option +1,000,000 $0.66 $660K 3,819,000
2011-06-08 Cognate Bioservices, Inc. 10% owner Grant or award · Options +14,220,000 14,220,000
2011-04-07 Powers Linda F Director Gift −950,000 48,774,998
2011-03-06 BOYNTON ALTON L Chief Executive Officer Gift −60,000 1,975,440
2011-02-02 Cognate Bioservices, Inc. 10% owner Sale −860,000 $1.08 $929K 7,088,246
2010-12-17 BOYNTON ALTON L Chief Executive Officer Grant or award +243,432 $0.61 $148K 2,410,866
2010-10-09 Cognate Bioservices, Inc. 10% owner Other disposition −120,000 $0.17 $20K 7,948,246
2010-10-01 Cognate Bioservices, Inc. 10% owner Purchase · Promissory Note +1,200,000 1,200,000
2010-10-01 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +1,200,000 2,400,000
2010-09-30 Cognate Bioservices, Inc. 10% owner Other disposition −19,299,486 0
2010-09-30 Cognate Bioservices, Inc. 10% owner Other acquisition +12,866,324 12,866,324
2010-09-30 Cognate Bioservices, Inc. 10% owner Other disposition · Warrants −22,035,089 0
2010-09-30 Cognate Bioservices, Inc. 10% owner Other acquisition · Warrants +14,296,039 14,296,039
2010-09-23 BOYNTON ALTON L Chief Scientific Officer Other disposition · Option −375,426 $0.60 $225K 1,442,438
2010-09-01 Powers Linda F Director Gift −950,000 32,840,177
2010-08-12 Cognate Bioservices, Inc. 10% owner Other disposition −2,250,000 $0.62 $1.4M 8,068,246
2010-07-31 Cognate Bioservices, Inc. 10% owner Purchase +8,466 $0.20 $2K 10,318,246
2010-07-02 Cognate Bioservices, Inc. 10% owner Grant or award +866,667 $0.75 $650K 3,439,377
2010-07-02 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +86,667 86,667
2010-07-02 Powers Linda F Director Sale +866,667 $0.75 $650K 33,790,177

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