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CIK 0001506492 · Non-accelerated filer<br>Smaller reporting company

Nuwellis, Inc.

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Ticker
NUWE
Exchange
Nasdaq
Industry
Electromedical & Electrotherapeutic Apparatus
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
680533453
Phone
952-345-4200
Business address
12988 VALLEY VIEW ROAD, EDEN PRAIRIE, MN, 55344
Former names
CHF Solutions, Inc., Sunshine Heart, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-02-02 Brandt Steven Frank Director Grant or award · Non-qualified Stock Option (right to buy) +903 903
2017-01-15 Wade Molly Vice President Shares withheld for taxes −41 $8.19 $336 909
2017-01-15 Drayton Claudia Chief Financial Officer Shares withheld for taxes −54 $8.19 $442 762
2016-12-15 Wade Molly Vice President Shares withheld for taxes −1,256 $0.47 $590 28,500
2016-12-15 Drayton Claudia Chief Financial Officer Shares withheld for taxes −1,629 $0.47 $766 24,481
2016-11-28 ERB JOHN L CEO & President Purchase +80,000 $0.22 $18K 464,128
2016-11-21 Drayton Claudia Chief Financial Officer Sale −20 $5.27 $105 740
2016-11-15 Wade Molly Vice President Shares withheld for taxes −1,256 $0.18 $226 29,756
2016-11-15 Drayton Claudia Chief Financial Officer Shares withheld for taxes −1,629 $0.18 $293 26,110
2016-10-15 Wade Molly Vice President Shares withheld for taxes −1,256 $0.37 $465 31,012
2016-10-15 Drayton Claudia Chief Financial Officer Shares withheld for taxes −1,629 $0.37 $603 27,739
2016-09-15 Wade Molly Vice President Shares withheld for taxes −1,256 $0.79 $992 32,268
2016-09-15 Drayton Claudia Chief Financial Officer Shares withheld for taxes −1,629 $0.79 $1K 29,368
2016-08-15 Wade Molly Vice President Shares withheld for taxes −1,256 $0.80 $1K 33,524
2015-11-23 Drayton Claudia Chief Financial Officer Sale −1 $52.80 $53 760

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