CIK 0001506492 · Non-accelerated filer<br>Smaller reporting company
Nuwellis, Inc.
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- NUWE
- Exchange
- Nasdaq
- Industry
- Electromedical & Electrotherapeutic Apparatus
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 680533453
- Phone
- 952-345-4200
- Business address
- 12988 VALLEY VIEW ROAD, EDEN PRAIRIE, MN, 55344
- Former names
- CHF Solutions, Inc., Sunshine Heart, Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-01-03 | Breidenstein Jim Chief Commercial Officer | Grant or award · Incentive Stock Option (right to buy) | +181,068 | 181,068 | ||
| 2017-11-22 | ERB JOHN L CEO and President | Purchase · Series F Convertible Preferred Stock | +100 | 100 | ||
| 2017-11-22 | ERB JOHN L CEO and President | Purchase · Series 1 Warrant to Purchase Common Stock (right to buy) | +100 | 100 | ||
| 2017-11-22 | ERB JOHN L CEO and President | Purchase · Series 2 Warrant to Purchase Common Stock (right to buy) | +100 | 100 | ||
| 2017-10-12 | Choi Ki Yong 10% owner | Purchase | +30,141 | $0.48 | $14K | 1,793,109 |
| 2017-10-11 | Choi Ki Yong 10% owner | Purchase | +31,504 | $0.56 | $18K | 1,762,968 |
| 2017-09-13 | Choi Ki Yong 10% owner | Purchase | +78,211 | $0.64 | $50K | 1,731,464 |
| 2017-08-10 | Choi Ki Yong 10% owner | Purchase | +13,253 | $0.64 | $8K | 1,653,253 |
| 2017-08-08 | Choi Ki Yong 10% owner | Purchase | +180,000 | $0.78 | $140K | 1,640,000 |
| 2017-06-02 | WATSON WARREN S Director | Grant or award · Non-Qualified Stock Option (right to buy) | +8,000 | 8,000 | ||
| 2017-06-02 | WALLER GREGORY D Director | Grant or award · Non-Qualified Stock Option (right to buy) | +8,000 | 8,000 | ||
| 2017-06-02 | Salveson Jon W Director | Grant or award · Non-Qualified Stock Option (right to buy) | +8,000 | 8,000 | ||
| 2017-06-02 | Likens Matthew E. Director | Grant or award · Non-Qualified Stock Option (right to buy) | +8,000 | 8,000 | ||
| 2017-06-02 | Brandt Steven Frank Director | Grant or award · Non-Qualified Stock Option (right to buy) | +8,000 | 8,000 | ||
| 2017-06-02 | Breidenstein Jim Chief Commercial Officer | Grant or award · Non-qualified Stock Option (right to buy) | +339,145 | 339,145 | ||
| 2017-04-19 | ERB JOHN L CEO and President | Purchase | +100,000 | 115,468 | ||
| 2017-04-19 | ERB JOHN L CEO and President | Purchase · Warrant to Purchase Common Stock (right to buy) | +100,000 | 100,000 | ||
| 2017-02-02 | Likens Matthew E. Director | Grant or award | +1,437 | 1,437 | ||
| 2017-02-02 | Likens Matthew E. Director | Grant or award · Non-qualified Stock Option (right to buy) | +903 | 903 | ||
| 2017-02-02 | Brandt Steven Frank Director | Grant or award | +1,437 | 1,437 |
Page 5 of 6 · 115 trades