Sign in

CIK 0001506492 · Non-accelerated filer<br>Smaller reporting company

Nuwellis, Inc.

Sign in to watch
Ticker
NUWE
Exchange
Nasdaq
Industry
Electromedical & Electrotherapeutic Apparatus
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
680533453
Phone
952-345-4200
Business address
12988 VALLEY VIEW ROAD, EDEN PRAIRIE, MN, 55344
Former names
CHF Solutions, Inc., Sunshine Heart, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-23 Brandt Steven Frank Director Grant or award · Nonstatutory Stock Option (right to buy) +1,970 1,970
2019-05-23 Jaramillo Nestor Jr. Chief Commercial Officer Grant or award · Nonstatutory Stock Option +84,489 84,489
2019-03-12 ERB JOHN L CEO and President Purchase +9,523 $5.25 $50K 11,615
2019-03-12 ERB JOHN L CEO and President Purchase · Series 1 Warrant to Purchase Common Stock (right to buy) +9,523 9,523
2019-03-12 ERB JOHN L CEO and President Purchase · Series 2 Warrant to Purchase Common Stock (right to buy) +9,523 9,523
2018-08-10 WALLER GREGORY D Director Sale −72 $1.03 $74 2
2018-07-03 ERB JOHN L CEO and President Purchase +23,584 $2.12 $50K 29,355
2018-05-25 WATSON WARREN S Director Grant or award · Nonstatutory Stock Option (right to buy) +10,000 10,000
2018-05-25 WALLER GREGORY D Director Grant or award · Nonstatutory Stock Option (right to buy) +10,000 10,000
2018-05-25 Salveson Jon W Director Grant or award · Nonstatutory Stock Option (right to buy) +10,000 10,000
2018-05-25 Likens Matthew E. Director Grant or award · Nonstatutory Stock Option (right to buy) +10,000 10,000
2018-05-25 Brandt Steven Frank Director Grant or award · Nonstatutory Stock Option (right to buy) +10,000 10,000
2018-05-16 Brandt Steven Frank Director Grant or award · Nonstatutory Stock Option (right to buy) +10,000 10,000
2018-01-17 WATSON WARREN S Director Grant or award · Nonstatutory Stock Option (right to buy) +46,206 46,206
2018-01-17 WALLER GREGORY D Director Grant or award · Nonstatutory Stock Option (right to buy) +52,807 52,807
2018-01-17 Salveson Jon W Director Grant or award · Nonstatutory Stock Option (right to buy) +46,206 46,206
2018-01-17 Likens Matthew E. Director Grant or award · Nonstatutory Stock Option (right to buy) +33,004 33,004
2018-01-17 Brandt Steven Frank Director Grant or award · Nonstatutory Stock Option (right to buy) +33,004 33,004
2018-01-17 ERB JOHN L CEO and President Grant or award · Incentive Stock Option (right to buy) +659,193 659,193
2018-01-03 Drayton Claudia Chief Financial Officer Grant or award · Incentive Stock Option (right to buy) +197,746 197,746

Page 4 of 6 · 115 trades