CIK 0001496099 · Large accelerated filer
New Mountain Finance Corp
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- NMFC NMFCZ
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- United States
- Entity type
- operating
- EIN
- 272978010
- Phone
- 2127300200
- Business address
- 1633 BROADWAY, 48TH FLOOR, NEW YORK, NY, 10019
- Former names
- New Mountain Guardian Corp
Securities
- NMFC Common Stock Nasdaq
- NMFCZ 8.250% Notes due 2028 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-03-09 | HAMWEE ROBERT CEO | Purchase | +1,284 | $11.80 | $15K | 406,028 |
| 2020-03-09 | HAMWEE ROBERT CEO | Purchase | +2,916 | $11.81 | $34K | 408,944 |
| 2020-03-02 | Arnold Rome G. III Director | Purchase | +2,300 | $12.91 | $30K | 20,134 |
| 2020-03-02 | Stone James Section 16 Officer | Purchase | +2,000 | $13.02 | $26K | 104,929.73 |
| 2020-03-02 | Stone James Section 16 Officer | Purchase | +1,200 | $13.02 | $16K | 106,129.73 |
| 2020-03-02 | Jerry Karrie J. CCO and Corporate Secretary | Purchase | +600 | $12.85 | $8K | 6,044.05 |
| 2020-03-02 | Handy Alice Director | Purchase | +1,000 | $12.98 | $13K | 1,000 |
| 2019-12-02 | Arnold Rome G. III Director | Purchase | +6,000 | $13.57 | $81K | 17,548 |
| 2019-11-14 | Jerry Karrie J. CCO and Corporate Secretary | Purchase | +400 | $13.35 | $5K | 5,312.33 |
| 2019-10-23 | Kline John President and COO | Purchase | +10,000 | $13.25 | $133K | 139,053.07 |
| 2019-10-23 | Weinstein Adam EVP, CAO and Director | Purchase | +15,000 | $13.25 | $199K | 143,474.66 |
| 2019-10-23 | HAMWEE ROBERT CEO | Purchase | +20,000 | $13.25 | $265K | 384,155.59 |
| 2019-10-23 | KLINSKY STEVEN B Director | Purchase | +355,000 | $13.25 | $4.7M | 6,740,750.97 |
| 2019-09-09 | Kline John President and COO | Purchase | +7,500 | $13.52 | $101K | 125,922.05 |
| 2019-08-14 | Jerry Karrie J. CCO and Corporate Secretary | Purchase | +500 | $13.30 | $7K | 4,793.83 |
| 2019-08-13 | Ogens David Director | Purchase | +1,850 | $13.48 | $25K | 65,719 |
| 2019-08-12 | Jerry Karrie J. CCO and Corporate Secretary | Purchase | +500 | $13.25 | $7K | 4,293.83 |
| 2019-08-12 | Weinstein Adam EVP, CAO and Director | Purchase | +1,850 | $13.28 | $25K | 120,745.03 |
| 2019-08-12 | Weinstein Adam EVP, CAO and Director | Purchase | +7,500 | $13.35 | $100K | 128,245.03 |
| 2019-08-12 | Kajee Shiraz Chief Financial Officer | Purchase | +2,500 | $13.38 | $33K | 7,500 |
Page 12 of 13 · 248 trades