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CIK 0001282631 · Non-accelerated filer<br>Smaller reporting company

NETLIST INC

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Ticker
NLST
Exchange
OTC
Industry
Semiconductors & Related Devices
FY end
Jan 2
Incorporated
DE
Entity type
operating
EIN
954812784
Phone
949-435-0025
Business address
111 ACADEMY, SUITE 100, IRVINE, CA, 92617
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$690,660
in 1 filing, $691K under 10b5-1 plans

Net −$690,660. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. SASAKI GAIL M −$691K EVP and CFO sold 16% of stake
Date Insider Transaction Shares Price Value Owned after
2021-07-06 SASAKI GAIL M Vice President and CFO Option exercise · Employee Stock Option (right to buy) +60,000 300,000
2021-07-06 SASAKI GAIL M Vice President and CFO Option exercise · Employee Stock Option (right to buy) +75,000 225,000
2021-07-02 SASAKI GAIL M Vice President and CFO Sale −50,000 $4.20 $210K 474,545
2021-07-01 Hong Chun K President, CEO and Chairman Sale −378,056 $4.00 $1.5M 4,811,177
2021-06-30 SASAKI GAIL M Vice President and CFO Sale −50,000 $3.40 $170K 524,545
2021-06-28 Hong Chun K President, CEO and Chairman Sale −69,000 $3.09 $213K 5,189,233
2021-05-26 Hong Chun K President, CEO and Chairman Sale −250,000 $2.09 $523K 5,258,233
2021-04-06 Hong Chun K President, CEO and Chairman Sale −931,000 $2.85 $2.7M 5,508,233
2021-04-06 SASAKI GAIL M Vice President and CFO Sale −50,000 $2.90 $145K 574,545
2021-03-16 SASAKI GAIL M Vice President and CFO Sale −50,000 $1.93 $97K 624,545
2021-03-08 Hong Chun K President, CEO and Chairman Shares withheld for taxes −53,273 $1.82 $97K 950,684
2021-03-04 Hong Chun K President, CEO and Chairman Sale −218,975 $2.25 $493K 6,439,233
2021-02-16 Hong Chun K President, CEO and Chairman Sale −449,785 $1.00 $450K 6,658,208
2021-02-09 Hong Chun K President, CEO and Chairman Sale −46,841 $1.00 $47K 7,107,993
2021-02-08 Hong Chun K President, CEO and Chairman Sale −503,374 $1.01 $509K 7,154,834
2021-01-13 SASAKI GAIL M Vice President and CFO Grant or award +100,000 674,545
2021-01-13 Hong Chun K President, CEO and Chairman Grant or award · Employee Stock Option (Right to Buy) +1,000,000 3,100,000
2020-09-08 Hong Chun K President, CEO and Chairman Shares withheld for taxes −43,891 $6.02 $264K 906,793
2020-09-08 Hong Chun K President, CEO and Chairman Shares withheld for taxes −43,891 $0.46 $20K 1,003,957
2020-06-16 Hong Chun K President, CEO and Chairman Sale −1,000,000 $0.67 $674K 7,658,208

Page 7 of 20 · 382 trades