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CIK 0001282631 · Non-accelerated filer<br>Smaller reporting company

NETLIST INC

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Ticker
NLST
Exchange
OTC
Industry
Semiconductors & Related Devices
FY end
Jan 2
Incorporated
DE
Entity type
operating
EIN
954812784
Phone
949-435-0025
Business address
111 ACADEMY, SUITE 100, IRVINE, CA, 92617
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$690,660
in 1 filing, $691K under 10b5-1 plans

Net −$690,660. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. SASAKI GAIL M −$691K EVP and CFO sold 16% of stake
Date Insider Transaction Shares Price Value Owned after
2022-05-06 SASAKI GAIL M Vice President and CFO Sale −10,100 $6.30 $64K 555,985
2022-05-06 SASAKI GAIL M Vice President and CFO Sale −6,829 $6.31 $43K 549,156
2022-05-06 SASAKI GAIL M Vice President and CFO Sale −13,447 $6.32 $85K 535,709
2022-03-18 SASAKI GAIL M Vice President and CFO Shares withheld for taxes −17,335 $5.00 $87K 596,553
2022-01-25 Hong Chun K President, CEO and Chairman Grant or award +800,000 1,706,793
2022-01-25 SASAKI GAIL M Vice President and CFO Grant or award +200,000 613,888
2021-11-18 Hong Chun K President, CEO and Chairman Sale −63,650 $7.08 $450K 4,611,177
2021-11-12 Hong Chun K President, CEO and Chairman Sale −11,550 $7.00 $81K 4,674,827
2021-11-11 Hong Chun K President, CEO and Chairman Sale −53,086 $7.00 $372K 4,686,377
2021-11-10 Hong Chun K President, CEO and Chairman Sale −1,100 $7.02 $8K 4,739,463
2021-11-09 Hong Chun K President, CEO and Chairman Sale −70,614 $7.83 $553K 4,740,563
2021-08-20 Hong Chun K President, CEO and Chairman Option exercise +33,000 $3.59 $118K 983,684
2021-08-20 Hong Chun K President, CEO and Chairman Sale −33,000 $6.84 $226K 950,684
2021-08-20 Hong Chun K President, CEO and Chairman Option exercise · Employee Stock Option (right to buy) +33,000 2,500,000
2021-08-19 Hong Chun K President, CEO and Chairman Option exercise +267,000 $3.59 $959K 1,217,684
2021-08-19 Hong Chun K President, CEO and Chairman Sale −267,000 $7.33 $2.0M 950.68
2021-08-19 Hong Chun K President, CEO and Chairman Option exercise · Employee Stock Option (right to buy) +267,000 2,533,000
2021-07-19 SASAKI GAIL M Vice President and CFO Option exercise +75,000 $3.59 $269K 488,888
2021-07-19 SASAKI GAIL M Vice President and CFO Sale −75,000 $7.90 $593K 413,888
2021-07-19 SASAKI GAIL M Vice President and CFO Option exercise · Employee Stock Option (right to buy) +75,000 75,000

Page 5 of 20 · 382 trades