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CIK 0001282631 · Non-accelerated filer<br>Smaller reporting company

NETLIST INC

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Ticker
NLST
Exchange
OTC
Industry
Semiconductors & Related Devices
FY end
Jan 2
Incorporated
DE
Entity type
operating
EIN
954812784
Phone
949-435-0025
Business address
111 ACADEMY, SUITE 100, IRVINE, CA, 92617
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$690,660
in 1 filing, $691K under 10b5-1 plans

Net −$690,660. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. SASAKI GAIL M −$691K EVP and CFO sold 16% of stake
Date Insider Transaction Shares Price Value Owned after
2011-09-12 CHAR RICHARD Director Grant or award +8,000 16,000
2011-09-12 Portnoy Alan H Director Grant or award +8,000 16,000
2011-03-30 SASAKI GAIL M Vice President and CFO Sale −1,875 $3.00 $6K 13,125
2011-03-30 SASAKI GAIL M Vice President and CFO Option exercise +8,125 $0.29 $2K 21,250
2011-03-30 SASAKI GAIL M Vice President and CFO Sale −8,125 $3.00 $24K 13,125
2011-03-30 SASAKI GAIL M Vice President and CFO Option exercise · Employee Stock Option (Right to Buy) −8,125 16,875
2011-03-30 Hong Chun K President, CEO and Chairman Sale −100,000 $3.00 $300K 2,700,000
2011-03-17 SASAKI GAIL M Vice President and CFO Grant or award · Employee Stock Option (Right to Buy) +75,000 75,000
2011-03-17 Hong Chun K President, CEO and Chairman Grant or award · Employee Stock Option (Right to Buy) +300,000 300,000
2011-03-08 Hong Chun K President, CEO and Chairman Shares withheld for taxes −5,260 $2.37 $12K 2,558,904
2010-09-08 Hong Nam Ki Director Grant or award +8,000 8,000
2010-09-08 CHAR RICHARD Director Grant or award +8,000 8,000
2010-09-08 Lagatta Thomas F Director Grant or award +8,000 8,000
2010-09-08 Portnoy Alan H Director Grant or award +8,000 8,000
2010-09-08 Hong Chun K President, CEO and Chairman Shares withheld for taxes −4,586 $2.98 $14K 2,564,164
2010-09-07 Hong Chun K President, CEO and Chairman Sale −25,000 $3.00 $75K 2,825,000
2010-09-07 Hong Chun K President, CEO and Chairman Sale −25,000 $3.00 $75K 2,800,000
2010-08-02 Hong Chun K President, CEO and Chairman Sale −25,000 $3.21 $80K 2,850,000
2010-07-26 Hong Chun K President, CEO and Chairman Sale −25,000 $3.00 $75K 2,900,000
2010-07-26 Hong Chun K President, CEO and Chairman Sale −25,000 $3.00 $75K 2,875,000

Page 14 of 20 · 382 trades