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CIK 0001282631 · Non-accelerated filer<br>Smaller reporting company

NETLIST INC

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Ticker
NLST
Exchange
OTC
Industry
Semiconductors & Related Devices
FY end
Jan 2
Incorporated
DE
Entity type
operating
EIN
954812784
Phone
949-435-0025
Business address
111 ACADEMY, SUITE 100, IRVINE, CA, 92617
  1. S-8 Other Securities Offered to Employees in Benefit Plans
  2. 10-K Report Annual Report
  3. 8-K Event Results of operations
  4. 4 Grant or award President, CEO and Chairman acquired 800,000 shares (grant or award)
  5. 4 Grant or award Vice President and CFO acquired 200,000 shares (grant or award)
  6. 4 Open-market sale President, CEO and Chairman sold 63,650 shares at $7.08 ($450,496)
  7. 4 Open-market sale President, CEO and Chairman sold 136,350 shares at an average $7.43 ($1,013,203)
  8. 10-Q Report Quarterly Report
  9. 8-K Event Results of operations
  10. 8-K Event Material agreement
  11. 424B5 Offering Prospectus
  12. S-3ASR Offering Registration Statement
  13. 4 Shares withheld for taxes President, CEO and Chairman gave up 43,891 shares (to pay taxes)
  14. 4 Open-market sale President, CEO and Chairman sold 300,000 shares at an average $7.28 ($2,183,687)
  15. 10-Q Report Quarterly Report
  16. 8-K Event Shareholder vote results
  17. 8-K Event Results of operations
  18. 4 Open-market sale Vice President and CFO sold 75,000 shares at $7.90 ($592,500)
  19. 4 Open-market sale Vice President and CFO sold 135,657 shares at an average $6.84 ($928,466)
  20. 4 Open-market sale Vice President and CFO sold 75,000 shares at an average $5.90 ($442,507)

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