CIK 0001512228 · Non-accelerated filer<br>Smaller reporting company
NIOCORP DEVELOPMENTS LTD
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- NB
- Exchange
- Nasdaq
- Industry
- Metal Mining
- FY end
- Jun 30
- Incorporated
- British Columbia, Canada
- Entity type
- operating
- Phone
- 720-639-4647
- Business address
- 7000 S. YOSEMITE STREET, STE. 115, CENTENNIAL, CO, 80112
- Former names
- QUANTUM RARE EARTH DEVELOPMENTS CORP.
Securities
- NB Common Stock Nasdaq
- NIOBW Warrant Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-03-10 | Sims James T. VP - External Affairs | Option exercise · Employee Stock Option (right to buy) | −475,000 | 0 | ||
| 2021-03-10 | Shah Neal S. Chief Financial Officer | Option exercise | +245,000 | $0.53 | $130K | 449,500 |
| 2021-03-10 | Shah Neal S. Chief Financial Officer | Shares withheld for taxes | −129,890 | $0.93 | $120K | 319,610 |
| 2021-03-10 | Shah Neal S. Chief Financial Officer | Option exercise · Employee Stock Option (right to buy) | −245,000 | 0 | ||
| 2021-03-10 | Morris Michael James Director | Option exercise | +300,000 | $0.53 | $159K | 355,250 |
| 2021-03-10 | Morris Michael James Director | Shares withheld for taxes | −158,975 | $0.93 | $147K | 196,275 |
| 2021-03-10 | Morris Michael James Director | Option exercise · Employee Stock Option (right to buy) | −300,000 | 0 | ||
| 2021-03-10 | Honan Scott Chief Operating Officer | Option exercise | +500,000 | $0.53 | $265K | 630,000 |
| 2021-03-10 | Honan Scott Chief Operating Officer | Shares withheld for taxes | −264,958 | $0.93 | $245K | 365,042 |
| 2021-03-10 | Honan Scott Chief Operating Officer | Option exercise · Employee Stock Option (right to buy) | −500,000 | 0 | ||
| 2021-03-10 | BELING DAVID COATES Director | Option exercise | +300,000 | $0.53 | $159K | 650,000 |
| 2021-03-10 | BELING DAVID COATES Director | Shares withheld for taxes | −158,975 | $0.93 | $147K | 491,025 |
| 2021-03-10 | BELING DAVID COATES Director | Option exercise · Employee Stock Option (right to buy) | −300,000 | 0 | ||
| 2021-03-10 | Ashburn John F. Jr. Vice President | Option exercise | +350,000 | $0.53 | $185K | 1,112,226 |
| 2021-03-10 | Ashburn John F. Jr. Vice President | Shares withheld for taxes | −185,471 | $0.93 | $172K | 926,755 |
| 2021-03-10 | Ashburn John F. Jr. Vice President | Option exercise · Employee Stock Option (right to buy) | −350,000 | 0 | ||
| 2020-12-16 | Klamas Fernanda reda Fenga Viana Director | Grant or award · Employee Stock Option (Right to Buy) | +500,000 | 500,000 | ||
| 2020-12-14 | Smith Mark A. President & CEO | Grant or award · Employee Stock Option (Right to Buy) | +500,000 | 500,000 | ||
| 2020-12-14 | Sims James T. VP - External Affairs | Grant or award · Employee Stock Option (Right to Buy) | +250,000 | 250,000 | ||
| 2020-12-14 | Shah Neal S. Chief Financial Officer | Grant or award · Employee Stock Option (Right to Buy) | +250,000 | 250,000 |
Page 9 of 13 · 251 trades