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CIK 0001005101 · Non-accelerated filer<br>Smaller reporting company

Marygold Companies, Inc.

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Ticker
MGLD
Exchange
NYSE
Industry
Finance Services
FY end
Jun 30
Incorporated
NV
Entity type
operating
EIN
954442384
Phone
949-429-5370
Business address
120 CALLE IGLESIA, UNIT B, SAN CLEMENTE, CA, 92672
Former names
CONCIERGE TECHNOLOGIES INC, STARFEST INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2016-12-08 Gerber Nicholas Daniel CEO/Secretary; Chairman Other acquisition · Series B Voting, Convertible, Preferred Stock +9,354,119 11,517,552
2016-11-25 Schoenberger Scott Director Purchase · Convertible promissory note (right to buy) +2,124,983 $0.13 $276K 2,124,983
2016-11-25 Gerber Nicholas Daniel Chief Executive Officer Purchase · Convertible promissory note (right to buy) +2,124,983 $0.13 $276K 10,072,416
2016-07-27 Gerber Nicholas Daniel CEO Purchase · Convertible Promissory Note (Right to Buy) +4,972,458 $0.10 $497K 4,972,458
2016-01-27 Gerber Nicholas Daniel Chief Executive Officer Purchase · Convertible promissory note (right to buy) +4,972,458 $0.10 $497K 4,972,458
2016-01-08 Neibert David Wayne CFO Purchase +5,000 $0.03 $125 1,047,577
2016-01-04 Neibert David Wayne CFO Purchase +10,000 $0.04 $350 1,042,577
2015-12-31 Neibert David Wayne CFO Purchase +50,000 $0.04 $2K 1,032,577
2015-12-29 Neibert David Wayne CFO Purchase +18 $0.02 $0 982,577
2015-12-28 Neibert David Wayne CFO Purchase +25,000 $0.04 $925 982,559
2015-12-24 Neibert David Wayne CFO Purchase +10,000 $0.04 $350 957,559
2015-05-07 Choi Nelson Former 10% Owner Returned to the company −34,000,000 $0.01 $340K 0
2015-05-07 Park Peter Former 10% Owner Returned to the company −34,000,000 $0.01 $340K 10,063,640
2010-09-08 Gonzalez Matt Director Option exercise · Series B, Convertible, Voting, Preferred Stock +11,670 $0.24 $3K 11,670
2010-09-08 Gonzalez Matt Director Option exercise · Series B, Convertible, Voting, Preferred Stock +11,670 $0.24 $3K 11,670
2010-09-08 Gonzalez Matt Director Option exercise · Series B, Convertible, Voting, Preferred Stock +11,670 $0.24 $3K 11,670
2010-09-08 Gonzalez Matt Director Option exercise · Series B, Convertible, Voting, Preferred Stock +11,670 $0.24 $3K 11,670
2004-01-05 KAHN ALLEN E Chairman Purchase −10,000 $0.05 $480 23,924,118
2004-01-02 KAHN ALLEN E Chairman Purchase −75,000 $0.05 $4K 23,934,118
2003-12-31 KAHN ALLEN E Chairman Purchase −225,000 $0.05 $11K 24,009,118

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