CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company
LiveOne, Inc.
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- LVO
- Exchange
- Nasdaq
- Industry
- Retail-Eating Places
- FY end
- Mar 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 980657263
- Phone
- (310) 601-2505
- Business address
- 269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
- Former names
- LiveXLive Media, Inc., LOTON, CORP
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-11-30 | ELLIN ROBERT S CEO & Chairman | Purchase | +2,800 | $2.51 | $7K | 1,551,666 |
| 2020-11-27 | ELLIN ROBERT S CEO & Chairman | Purchase | +2,700 | $2.49 | $7K | 1,548,866 |
| 2020-11-25 | ELLIN ROBERT S CEO & Chairman | Purchase | +3,500 | $2.23 | $8K | 1,546,166 |
| 2020-11-25 | Baker Bridget Director | Purchase | +2,500 | $2.35 | $6K | 2,500 |
| 2020-11-25 | Baker Bridget Director | Purchase | +2,500 | $2.40 | $6K | 5,000 |
| 2020-11-24 | ELLIN ROBERT S CEO & Chairman | Purchase | +4,300 | $2.26 | $10K | 1,542,666 |
| 2020-11-23 | ELLIN ROBERT S CEO & Chairman | Purchase | +5,000 | $2.15 | $11K | 1,528,799 |
| 2020-11-23 | ELLIN ROBERT S CEO & Chairman | Purchase | +9,567 | $2.18 | $21K | 1,538,366 |
| 2020-11-20 | BEBEL MICHAEL J Senior EVP | Option exercise | +41,690 | 212,628 | ||
| 2020-11-20 | BEBEL MICHAEL J Senior EVP | Other disposition | −13,929 | $1.98 | $28K | 198,699 |
| 2020-11-20 | BEBEL MICHAEL J Senior EVP | Option exercise · Restricted Stock Units | −41,690 | 208,445 | ||
| 2020-11-20 | ELLIN ROBERT S CEO & Chairman | Purchase | +16,653 | $1.99 | $33K | 1,523,799 |
| 2020-11-19 | ELLIN ROBERT S CEO & Chairman | Purchase | +10,000 | $1.88 | $19K | 1,489,946 |
| 2020-11-19 | ELLIN ROBERT S CEO & Chairman | Purchase | +17,200 | $1.89 | $33K | 1,507,146 |
Page 9 of 9 · 174 trades