CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company
LiveOne, Inc.
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- LVO
- Exchange
- Nasdaq
- Industry
- Retail-Eating Places
- FY end
- Mar 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 980657263
- Phone
- (310) 601-2505
- Business address
- 269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
- Former names
- LiveXLive Media, Inc., LOTON, CORP
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-08-16 | BEBEL MICHAEL J Senior EVP | Option exercise | +83,378 | 262,077 | ||
| 2021-08-16 | BEBEL MICHAEL J Senior EVP | Other disposition | −42,850 | $2.94 | $126K | 219,227 |
| 2021-08-16 | BEBEL MICHAEL J Senior EVP | Option exercise | +13,842 | 233,069 | ||
| 2021-08-16 | BEBEL MICHAEL J Senior EVP | Other disposition | −7,080 | $2.94 | $21K | 225,989 |
| 2021-08-16 | BEBEL MICHAEL J Senior EVP | Option exercise · Restricted Stock Units | −83,378 | 125,067 | ||
| 2021-08-16 | BEBEL MICHAEL J Senior EVP | Option exercise · Restricted Stock Units | −13,842 | 0 | ||
| 2021-06-14 | Arani Ramin Director | Grant or award · Restricted Stock Units | +32,258 | 32,258 | ||
| 2021-06-14 | Wachsberger Patrick D Director | Grant or award · Restricted Stock Units | +30,645 | 30,645 | ||
| 2021-06-14 | Garrido Maria D Director | Grant or award · Restricted Stock Units | +29,032 | 29,032 | ||
| 2021-06-14 | Solomon Kenneth A Director | Grant or award · Restricted Stock Units | +32,790 | 32,790 | ||
| 2021-06-14 | Krigsman Jay E. Director | Grant or award · Restricted Stock Units | +33,871 | 33,871 | ||
| 2021-06-14 | Foster Craig L Director | Grant or award · Restricted Stock Units | +37,629 | 37,629 | ||
| 2021-06-14 | Baker Bridget Director | Grant or award · Restricted Stock Units | +30,645 | 30,645 | ||
| 2021-03-30 | ELLIN ROBERT S CEO & Chairman | Purchase | +5,000 | $4.13 | $21K | 1,581,566 |
| 2021-03-30 | ELLIN ROBERT S CEO & Chairman | Purchase | +5,000 | $3.95 | $20K | 1,586,566 |
| 2021-03-19 | BEBEL MICHAEL J Senior EVP | Other disposition | −20,000 | $4.74 | $95K | 178,699 |
| 2021-03-19 | ELLIN ROBERT S CEO & Chairman | Grant or award | +280,000 | 16,209,952 | ||
| 2021-03-17 | ELLIN ROBERT S CEO & Chairman | Purchase | +3,000 | $4.60 | $14K | 1,576,566 |
| 2021-03-16 | Krigsman Jay E. Director | Purchase | +10,000 | $4.10 | $41K | 860,186 |
| 2021-03-05 | Wachsberger Patrick D Director | Purchase | +5,710 | $3.50 | $20K | 5,710 |
Page 7 of 20 · 385 trades