CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company
LiveOne, Inc.
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- LVO
- Exchange
- Nasdaq
- Industry
- Retail-Eating Places
- FY end
- Mar 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 980657263
- Phone
- (310) 601-2505
- Business address
- 269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
- Former names
- LiveXLive Media, Inc., LOTON, CORP
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-11-16 | ELLIN ROBERT S CEO & Chairman | Purchase | +15,000 | $0.73 | $11K | 2,054,666 |
| 2022-11-15 | Sullivan Aaron Interim CFO, Controller & EVP | Option exercise | +12,500 | 69,073 | ||
| 2022-11-15 | Sullivan Aaron Interim CFO, Controller & EVP | Other disposition | −4,782 | $0.74 | $4K | 64,291 |
| 2022-11-15 | Sullivan Aaron Interim CFO, Controller & EVP | Option exercise · Restricted Stock Units | −12,500 | 0 | ||
| 2022-11-15 | ELLIN ROBERT S CEO & Chairman | Purchase | +10,000 | $0.78 | $8K | 2,039,666 |
| 2022-10-05 | Krigsman Jay E. Director | Grant or award · Restricted Stock Units | +100,000 | 100,000 | ||
| 2022-10-05 | Solomon Kenneth A Director | Grant or award · Restricted Stock Units | +95,238 | 95,238 | ||
| 2022-10-05 | Arani Ramin Director | Grant or award · Restricted Stock Units | +95,238 | 95,238 | ||
| 2022-10-05 | Wachsberger Patrick D Director | Grant or award · Restricted Stock Units | +90,476 | 90,476 | ||
| 2022-10-05 | Garrido Maria D Director | Grant or award · Restricted Stock Units | +85,714 | 85,714 | ||
| 2022-10-05 | Wright Kristopher Director | Grant or award · Restricted Stock Units | +85,714 | 85,714 | ||
| 2022-10-05 | Foster Craig L Director | Grant or award · Restricted Stock Units | +109,524 | 109,524 | ||
| 2022-10-05 | Baker Bridget Director | Grant or award · Restricted Stock Units | +90,476 | 90,476 | ||
| 2022-09-30 | ELLIN ROBERT S CEO & Chairman | Purchase | +25,000 | $0.75 | $19K | 2,029,666 |
| 2022-09-01 | Sullivan Aaron Interim CFO, Controller & EVP | Option exercise | +6,250 | 58,695 | ||
| 2022-09-01 | Sullivan Aaron Interim CFO, Controller & EVP | Other disposition | −2,122 | $0.98 | $2K | 56,573 |
| 2022-09-01 | Sullivan Aaron Interim CFO, Controller & EVP | Option exercise · Restricted Stock Units | −6,250 | 6,250 | ||
| 2022-08-30 | ELLIN ROBERT S CEO & Chairman | Purchase | +10,000 | $0.91 | $9K | 2,004,666 |
| 2022-08-25 | ELLIN ROBERT S CEO & Chairman | Purchase | +10,000 | $0.95 | $9K | 1,994,666 |
| 2022-08-24 | Wright Kristopher Director | Purchase | +11,000 | $0.94 | $10K | 11,000 |
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