CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company
LiveOne, Inc.
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- LVO
- Exchange
- Nasdaq
- Industry
- Retail-Eating Places
- FY end
- Mar 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 980657263
- Phone
- (310) 601-2505
- Business address
- 269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
- Former names
- LiveXLive Media, Inc., LOTON, CORP
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-06-07 | Sullivan Aaron CFO, Controller & EVP | Option exercise · Restricted Stock Units | −75,000 | 0 | ||
| 2024-04-01 | ELLIN ROBERT S CEO & Chairman | Conversion | +1,616,709 | $2.10 | $3.4M | 19,654,656 |
| 2024-04-01 | ELLIN ROBERT S CEO & Chairman | Conversion · Series A Perpetual Convertible Preferred Stock | −3,395.09 | 3,700.11 | ||
| 2024-04-01 | ELLIN ROBERT S CEO & Chairman | Other acquisition · Warrant | +535,399 | 535,399 | ||
| 2024-01-24 | Sullivan Aaron CFO, EVP, Treas & Secr | Grant or award · Restricted Stock Units | +350,000 | 350,000 | ||
| 2023-11-14 | Wright Kristopher Director | Sale | −11,000 | $1.09 | $12K | 0 |
| 2023-08-14 | Sullivan Aaron Interim CFO, Controller & EVP | Option exercise | +6,250 | 78,065 | ||
| 2023-08-14 | Sullivan Aaron Interim CFO, Controller & EVP | Other disposition | −2,709 | $1.81 | $5K | 75,356 |
| 2023-08-14 | Sullivan Aaron Interim CFO, Controller & EVP | Option exercise · Restricted Stock Units | −6,250 | 0 | ||
| 2023-03-01 | Sullivan Aaron Interim CFO, Controller & EVP | Option exercise | +6,250 | 74,445 | ||
| 2023-03-01 | Sullivan Aaron Interim CFO, Controller & EVP | Other disposition | −2,630 | $1.09 | $3K | 71,815 |
| 2023-03-01 | Sullivan Aaron Interim CFO, Controller & EVP | Option exercise · Restricted Stock Units | −6,250 | 0 | ||
| 2023-02-03 | ELLIN ROBERT S CEO & Chairman | Other acquisition | +200,000 | 18,686,046 | ||
| 2023-02-03 | ELLIN ROBERT S CEO & Chairman | Other disposition · Convertible Promissory Notes | −0 | 0 | ||
| 2023-02-03 | ELLIN ROBERT S CEO & Chairman | Other acquisition · Series A Perpetual Convertible Preferred Stock | +6,177 | 6,177 | ||
| 2022-12-01 | Sullivan Aaron Interim CFO, Controller & EVP | Option exercise | +6,250 | 70,541 | ||
| 2022-12-01 | Sullivan Aaron Interim CFO, Controller & EVP | Other disposition | −2,346 | $0.65 | $2K | 68,195 |
| 2022-12-01 | Sullivan Aaron Interim CFO, Controller & EVP | Option exercise · Restricted Stock Units | −6,250 | 6,250 | ||
| 2022-11-21 | ELLIN ROBERT S CEO & Chairman | Purchase | +25,000 | $0.67 | $17K | 2,079,666 |
| 2022-11-21 | ELLIN ROBERT S CEO & Chairman | Purchase | +10,000 | $0.68 | $7K | 2,089,666 |
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