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CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company

LiveOne, Inc.

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Ticker
LVO
Exchange
Nasdaq
Industry
Retail-Eating Places
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
980657263
Phone
(310) 601-2505
Business address
269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
Former names
LiveXLive Media, Inc., LOTON, CORP
  1. 4 Derivatives Options or other derivatives
  2. 3 Insider Initial Statement of Ownership
  3. 8-K Event Material agreement · Unregistered share sale · Executive or director change · Regulation FD disclosure
  4. 8-K Event Regulation FD disclosure
  5. SC 13D/A Stake Beneficial Ownership Report
  6. 4 Open-market buy CEO and Chairman bought 4,000 shares at an average $3.80 ($15,198)
  7. 4/A Open-market buy CEO and Chairman bought 1,700 shares at an average $3.93 ($6,685)
  8. 4 Open-market buy CEO and Chairman bought 1,700 shares at an average $3.93 ($6,685)
  9. 8-K Event Unregistered share sale
  10. 8-K/A Event Acquisition or sale completed · Unregistered share sale · Other events
  11. 4 Open-market buy CEO and Chairman bought 3,100 shares at $4.02 ($12,462)
  12. 4 Open-market buy CEO and Chairman bought 2,600 shares at an average $3.99 ($10,380)
  13. CERT Other Certification
  14. 8-A12B/A Other Registration Statement
  15. 4 Open-market buy CEO and Chairman bought 8,300 shares at $3.90 ($32,370)
  16. 10-Q Report Quarterly Report
  17. 8-K Event Other events
  18. 8-K Event Regulation FD disclosure
  19. SC 13G Stake Amended Statement of Ownership
  20. SC 13G Stake Amended Statement of Ownership

Page 27 of 36 · 709 filings