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CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company

LiveOne, Inc.

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Ticker
LVO
Exchange
Nasdaq
Industry
Retail-Eating Places
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
980657263
Phone
(310) 601-2505
Business address
269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
Former names
LiveXLive Media, Inc., LOTON, CORP
  1. 4 Open-market buy CEO & Chairman bought 14,800 shares at an average $2.51 ($37,116)
  2. 4 Open-market buy CEO & Chairman bought 2,400 shares at an average $2.73 ($6,544)
  3. 8-K Event Regulation FD disclosure
  4. 4 Open-market buy CEO & Chairman bought 1,400 shares at $2.68 ($3,755)
  5. 4 Other disposition CFO & EVP disposed of 83,206 shares (other)
  6. 4 Other disposition Senior EVP disposed of 86,427 shares (other)
  7. 4 Other disposition Director disposed of 86,173 shares (other)
  8. 4 Open-market buy CEO & Chairman bought 3,000 shares at an average $2.81 ($8,430)
  9. 4 Open-market buy CEO & Chairman bought 5,500 shares at an average $2.86 ($15,756)
  10. 4 Open-market buy Director bought 11,961 shares at an average $2.82 ($33,687)
  11. 4 Open-market buy CEO & Chairman bought 5,200 shares at an average $2.93 ($15,235)
  12. 4 Open-market buy CEO & Chairman bought 13,146 shares at an average $2.83 ($37,174)
  13. 4 Open-market buy CEO & Chairman bought 2,400 shares at $2.75 ($6,609)
  14. 4 Open-market buy Director bought 10,000 shares at $2.74 ($27,429)
  15. 10-Q Report Quarterly Report
  16. 4 Open-market buy CEO & Chairman bought 33,261 shares at an average $2.68 ($89,174)
  17. 424B5 Offering Prospectus
  18. 8-K Event Material agreement
  19. 8-K Event Results of operations · Regulation FD disclosure
  20. 8-K/A Event Material agreement · New debt or obligation · Unregistered share sale

Page 18 of 36 · 709 filings