CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company
LiveOne, Inc.
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- LVO
- Exchange
- Nasdaq
- Industry
- Retail-Eating Places
- FY end
- Mar 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 980657263
- Phone
- (310) 601-2505
- Business address
- 269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
- Former names
- LiveXLive Media, Inc., LOTON, CORP
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-08-18 | Zemetra Michael Leonard CFO & EVP | Option exercise | +250,000 | 266,667 | ||
| 2020-08-18 | Zemetra Michael Leonard CFO & EVP | Other disposition | −83,206 | $2.81 | $234K | 183,461 |
| 2020-08-18 | Zemetra Michael Leonard CFO & EVP | Option exercise · Restricted Stock Units | −250,000 | 0 | ||
| 2020-08-18 | BEBEL MICHAEL J Senior EVP | Option exercise | +249,865 | 257,365 | ||
| 2020-08-18 | BEBEL MICHAEL J Senior EVP | Other disposition | −86,427 | $2.81 | $243K | 170,938 |
| 2020-08-18 | BEBEL MICHAEL J Senior EVP | Option exercise · Restricted Stock Units | −249,865 | 250,135 | ||
| 2020-08-18 | Gold Jerome N. Director | Option exercise | +250,000 | 355,000 | ||
| 2020-08-18 | Gold Jerome N. Director | Other disposition | −86,173 | $2.80 | $241K | 268,827 |
| 2020-08-18 | Gold Jerome N. Director | Option exercise · Restricted Stock Units | −250,000 | 0 | ||
| 2020-08-18 | ELLIN ROBERT S CEO & Chairman | Purchase | +4,200 | $2.91 | $12K | 1,423,246 |
| 2020-08-17 | ELLIN ROBERT S CEO & Chairman | Purchase | +8,946 | $2.79 | $25K | 1,419,046 |
| 2020-08-14 | ELLIN ROBERT S CEO & Chairman | Purchase | +2,400 | $2.75 | $7K | 1,410,100 |
| 2020-08-14 | Spengler Tim J. Director | Purchase | +10,000 | $2.74 | $27K | 76,667 |
| 2020-08-13 | ELLIN ROBERT S CEO & Chairman | Purchase | +23,261 | $2.63 | $61K | 1,407,700 |
| 2020-08-12 | ELLIN ROBERT S CEO & Chairman | Purchase | +10,000 | $2.80 | $28K | 1,384,439 |
| 2020-06-15 | ELLIN ROBERT S CEO & Chairman | Other disposition | −1,213,209 | 16,092,046 | ||
| 2020-06-15 | ELLIN ROBERT S CEO & Chairman | Other acquisition | +1,213,209 | 1,213,209 | ||
| 2020-04-16 | Zemetra Michael Leonard CFO & EVP | Grant or award · Restricted Stock Units | +300,000 | 300,000 | ||
| 2020-04-06 | ELLIN ROBERT S CEO & Chairman | Sale | −82 | $1.59 | $131 | 161,230 |
| 2020-03-05 | ELLIN ROBERT S CEO & Chairman | Sale | −96 | $1.34 | $129 | 161,312 |
Page 11 of 20 · 385 trades