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CIK 0001141240 · Non-accelerated filer<br>Smaller reporting company

LIQUIDMETAL TECHNOLOGIES INC

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Ticker
LQMT
Exchange
OTC
Industry
Chemicals & Allied Products
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
330264467
Phone
800-511-3651
Business address
20321 VALENCIA CIRCLE, LAKE FOREST, CA, 92630
Former names
LIQUIDMETAL TECHNOLOGIES
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 66 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2011-08-22 LLC Carlyle Liquid Holdings Former 10 Owner Other disposition · Warrant (right to buy) −15,029,820 0
2011-08-22 SALAS RICARDO A Executive Vice President Option exercise +4,462,118 4,462,118
2011-08-22 SALAS RICARDO A Executive Vice President Sale −4,462,118 $0.33 $1.5M 0
2011-08-22 SALAS RICARDO A Executive Vice President Other acquisition +774 3,538,724
2011-08-22 SALAS RICARDO A Executive Vice President Other acquisition · Series A-1 Preferred Stock +75,911 75,911
2011-08-22 SALAS RICARDO A Executive Vice President Option exercise · Series A-1 Preferred Stock −75,911 0
2011-08-22 SALAS RICARDO A Executive Vice President Other acquisition · Series A-2 Preferred Stock +134,930 134,930
2011-08-22 SALAS RICARDO A Executive Vice President Other acquisition · Warrant (right to buy) +3,501,130 3,501,130
2011-08-17 SALAS RICARDO A Executive Vice President Sale −85,000 $0.38 $32K 3,537,950
2011-08-16 SALAS RICARDO A Executive Vice President Sale −88,778 $0.39 $34K 3,622,950
2011-08-15 SALAS RICARDO A Executive Vice President Sale −65,000 $0.40 $26K 3,711,728
2011-07-06 SALAS RICARDO A Executive Vice President Other acquisition +2,826,720 3,776,782
2011-07-06 SALAS RICARDO A Executive Vice President Other disposition · Series A-1 Preferred Stock −50,000 0
2011-06-30 Mahamedi Abdi Director Other disposition · Series A-1 Preferred Stock −48,600 2,430,000
2011-06-30 Mahamedi Abdi Director Other acquisition · Series A-1 Preferred Stock +48,600 2,430,000
2011-06-30 Mahamedi Abdi Director Other disposition · Series A-2 Preferred Stock −86,387 3,283,977
2011-06-30 Mahamedi Abdi Director Other acquisition · Series A-2 Preferred Stock +86,387 3,283,977
2011-06-30 Mahamedi Abdi Director Other disposition · Warrant (right to buy) −2,241,518 4,596,280
2011-06-30 Mahamedi Abdi Director Other acquisition · Warrant (right to buy) +2,241,518 4,596,280
2011-06-30 LLC Carlyle Liquid Holdings 10% owner Other disposition · Series A-1 Preferred Stock −65,956 325,873

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