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CIK 0001141240 · Non-accelerated filer<br>Smaller reporting company

LIQUIDMETAL TECHNOLOGIES INC

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Ticker
LQMT
Exchange
OTC
Industry
Chemicals & Allied Products
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
330264467
Phone
800-511-3651
Business address
20321 VALENCIA CIRCLE, LAKE FOREST, CA, 92630
Former names
LIQUIDMETAL TECHNOLOGIES
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 66 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2012-03-22 SALAS RICARDO A Executive Vice President Gift −50,000 5,157,611
2012-03-09 SALAS RICARDO A Executive Vice President Gift −50,000 5,207,611
2012-02-28 SALAS RICARDO A Executive Vice President Grant or award +2,199,818 7,787,817
2012-02-28 SALAS RICARDO A Executive Vice President Grant or award +3,605,133 7,106,263
2012-02-28 SALAS RICARDO A Executive Vice President Gift −3,605,133 3,501,130
2012-02-28 SALAS RICARDO A Executive Vice President Option exercise · Series A-2 Preferred Stock −82,333 0
2012-02-28 SALAS RICARDO A Executive Vice President Option exercise · Series A -2 Preferred Stock −134,930 0
2012-02-01 Chung Tony Chief Financial Officer Conversion +565,344 565,344
2012-02-01 Chung Tony Chief Financial Officer Conversion · Series A-1 Preferred Stock −10,000 0
2012-01-19 SALAS RICARDO A Executive Vice President Gift −185,720 7,459,204
2011-08-26 SALAS RICARDO A Executive Vice President Sale −30,000 $0.32 $10K 3,399,979
2011-08-25 SALAS RICARDO A Executive Vice President Sale −42,500 $0.33 $14K 3,429,979
2011-08-24 SALAS RICARDO A Executive Vice President Sale −38,245 $0.33 $13K 3,472,479
2011-08-23 SALAS RICARDO A Executive Vice President Sale −28,000 $0.33 $9K 3,510,724
2011-08-22 Carlyle Holdings LLC 10% owner Other acquisition · Warrant (right to buy) +441,500 5,037,780
2011-08-22 Mahamedi Abdi Director Other acquisition · Warrant (right to buy) +441,500 5,037,780
2011-08-22 CHITAYAT JACK 10% owner Other acquisition · Warrant (right to buy) +441,500 1,929,219
2011-08-22 LLC Carlyle Liquid Holdings Former 10 Owner Other disposition −774 0
2011-08-22 LLC Carlyle Liquid Holdings Former 10 Owner Other disposition · Series A-1 Preferred Stock −325,873 0
2011-08-22 LLC Carlyle Liquid Holdings Former 10 Owner Other disposition · Series A-2 Preferred Stock −579,232 0

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