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CIK 0001141240 · Non-accelerated filer<br>Smaller reporting company

LIQUIDMETAL TECHNOLOGIES INC

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Ticker
LQMT
Exchange
OTC
Industry
Chemicals & Allied Products
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
330264467
Phone
800-511-3651
Business address
20321 VALENCIA CIRCLE, LAKE FOREST, CA, 92630
Former names
LIQUIDMETAL TECHNOLOGIES
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 66 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-11-16 Chung Tony Director Sale −3,417,861 $0.20 $697K 85,250
2017-08-15 HAUCK PAUL A VP-Worldwide Sales & Marketing Sale −140,490 $0.31 $44K 5,000
2017-08-14 HAUCK PAUL A VP-Worldwide Sales & Marketing Sale −971,177 $0.31 $301K 145,490
2017-08-11 HAUCK PAUL A VP-Worldwide Sales & Marketing Option exercise +1,000,000 $0.14 $140K 1,000,000
2017-08-11 HAUCK PAUL A VP-Worldwide Sales & Marketing Option exercise +566,667 $0.07 $40K 1,566,667
2017-08-11 HAUCK PAUL A VP-Worldwide Sales & Marketing Sale −450,000 $0.30 $135K 1,116,667
2017-08-11 HAUCK PAUL A VP-Worldwide Sales & Marketing Option exercise · Stock Option −1,000,000 1,000,000
2017-08-11 HAUCK PAUL A VP-Worldwide Sales & Marketing Option exercise · Stock Option −566,667 1,433,333
2016-11-30 Chung Tony Chief Financial Officer Purchase +959,290 $0.19 $179K 3,503,111
2016-11-30 Chung Tony Chief Financial Officer Purchase +517,518 $0.18 $93K 2,543,821
2016-11-29 Chung Tony Chief Financial Officer Purchase +23,191 $0.17 $4K 2,026,303
2016-11-28 Chung Tony Chief Financial Officer Purchase +47,563 $0.17 $8K 2,003,112
2016-10-26 Lugee Li Yeung Tak Director Grant or award +100,000,000 $0.25 $25.0M 205,000,000
2016-10-26 Lugee Li Yeung Tak Director Grant or award +200,000,000 $0.15 $30.0M 405,000,000
2016-10-26 Liquidmetal Technology Ltd 10% owner Grant or award +100,000,000 $0.25 $25.0M 205,000,000
2016-10-26 Liquidmetal Technology Ltd 10% owner Grant or award +200,000,000 $0.15 $30.0M 405,000,000
2016-05-04 Lugee Li Yeung Tak Director Grant or award · Stock Option (right-to-buy) +700,000 700,000
2016-02-17 Gillis Scott Director Grant or award · Stock Option +400,000 $0.07 $28K 400,000
2016-02-17 Weyler Walter Eugen Director Grant or award · Stock Option +400,000 $0.07 $28K 400,000
2016-02-17 SEVCIK RICHARD W Director Grant or award · Stock Option +400,000 $0.07 $28K 400,000

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