CIK 0001141240 · Non-accelerated filer<br>Smaller reporting company
LIQUIDMETAL TECHNOLOGIES INC
Sign in to watch- Ticker
- LQMT
- Exchange
- OTC
- Industry
- Chemicals & Allied Products
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 330264467
- Phone
- 800-511-3651
- Business address
- 20321 VALENCIA CIRCLE, LAKE FOREST, CA, 92630
- Former names
- LIQUIDMETAL TECHNOLOGIES
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 66 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2011-04-27 | Azarm Iraj Fomer Director | Other disposition · Warrant (right to buy) | −379,370 | $0.50 | $190K | 0 |
| 2011-04-27 | Azarm Iraj Fomer Director | Other acquisition · Warrant (right to buy) | +379,370 | $0.50 | $190K | 379,370 |
| 2011-04-27 | Mahamedi Abdi Director | Other acquisition | +3,873,325 | $0.22 | $852K | 5,221,025 |
| 2011-04-27 | Mahamedi Abdi Director | Option exercise · Series A-2 Preferred Stock | −144,968 | $5.00 | $725K | 144,495 |
| 2011-04-27 | LLC Carlyle Liquid Former 10% owner | Purchase | +8,620,799 | $0.22 | $1.9M | 8,620,799 |
| 2011-04-27 | LLC Carlyle Liquid Former 10% owner | Other disposition | −8,620,799 | 0 | ||
| 2011-04-27 | LLC Carlyle Liquid Former 10% owner | Option exercise · Series A-2 Preferred Stock | −322,652 | $5.00 | $1.6M | 0 |
| 2011-04-27 | Azarm Iraj Former Director | Other acquisition | +874,149 | $0.22 | $192K | 965,577 |
| 2011-04-27 | Azarm Iraj Former Director | Option exercise · Series A-2 Preferred Stock | −32,717 | $5.00 | $164K | 0 |
| 2011-04-27 | CHITAYAT JACK Former Director and 10% owner | Other acquisition | +3,873,325 | $0.22 | $852K | 3,873,325 |
| 2011-04-27 | CHITAYAT JACK Former Director and 10% owner | Option exercise · Series A-2 Preferred Stock | −144,968 | $5.00 | $725K | 109,529 |
| 2011-04-27 | STEIPP THOMAS W President and CEO | Other acquisition | +1,130,688 | $0.10 | $113K | 7,130,688 |
| 2011-04-27 | STEIPP THOMAS W President and CEO | Option exercise · Series A-1 Preferred Stock | −20,000 | $5.00 | $100K | 0 |
| 2010-08-05 | BIEHL ROBERT Director | Grant or award | +692,857 | $0.14 | $97K | 920,964 |
| 2010-07-12 | Chung Tony Chief Financial Officer | Grant or award · Options | +250,000 | $0.12 | $31K | 450,000 |
| 2010-01-05 | KANG JOHN H Insider | Purchase · Series A-1 Preferred Stock | −1,000 | $5.00 | $5K | 19,000 |
| 2010-01-05 | BIEHL ROBERT Director | Purchase · Series A-1 Preferred Stock | +1,000 | $5.00 | $5K | 6,556 |
| 2009-11-01 | KANG JOHN H Insider | Purchase · Warrant (right to buy) | +510,205 | $0.49 | $250K | 510,205 |
| 2009-11-01 | KANG JOHN H Insider | Purchase · Series A-1 Preferred Stock | +20,000 | $5.00 | $100K | 20,000 |
| 2009-11-01 | Chung Tony Chief Financial Officer | Purchase · Series A-1 Preferred Stock | +10,000 | $5.00 | $50K | 10,000 |
Page 11 of 12 · 224 trades