CIK 0001141240 · Non-accelerated filer<br>Smaller reporting company
LIQUIDMETAL TECHNOLOGIES INC
Sign in to watch- Ticker
- LQMT
- Exchange
- OTC
- Industry
- Chemicals & Allied Products
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 330264467
- Phone
- 800-511-3651
- Business address
- 20321 VALENCIA CIRCLE, LAKE FOREST, CA, 92630
- Former names
- LIQUIDMETAL TECHNOLOGIES
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 66 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2011-06-30 | LLC Carlyle Liquid Holdings 10% owner | Other disposition · Series A-2 Preferred Stock | −117,237 | 579,232 | ||
| 2011-06-30 | LLC Carlyle Liquid Holdings 10% owner | Other disposition · Warrant (right to buy) | −3,042,058 | 15,029,820 | ||
| 2011-04-29 | LLC Carlyle Liquid Holdings 10% owner | Option exercise | +3,400,845 | $0.10 | $340K | 3,400,845 |
| 2011-04-29 | LLC Carlyle Liquid Holdings 10% owner | Other disposition | −3,400,845 | $0.10 | $340K | 0 |
| 2011-04-29 | LLC Carlyle Liquid Holdings 10% owner | Option exercise | +2,747,762 | $0.22 | $605K | 2,747,762 |
| 2011-04-29 | LLC Carlyle Liquid Holdings 10% owner | Other disposition | −2,746,988 | $0.22 | $604K | 774 |
| 2011-04-29 | LLC Carlyle Liquid Holdings 10% owner | Other disposition · Series A-1 Preferred Stock | −86,785 | $5.00 | $434K | 391,829 |
| 2011-04-29 | LLC Carlyle Liquid Holdings 10% owner | Other disposition · Series A-2 Preferred Stock | −154,261 | $5.00 | $771K | 696,469 |
| 2011-04-29 | LLC Carlyle Liquid Holdings 10% owner | Other disposition · Warrant (right to buy) | −4,002,341 | $0.50 | $2.0M | 18,071,878 |
| 2011-04-29 | CHITAYAT JACK 10% owner | Other disposition · Series A-1 Preferred Stock | −28,928 | $5.00 | $145K | 0 |
| 2011-04-29 | CHITAYAT JACK 10% owner | Other disposition · Series A-2 Preferred Stock | −51,420 | $5.00 | $257K | 58,108 |
| 2011-04-29 | CHITAYAT JACK 10% owner | Other acquisition · Series A-1 Preferred Stock | +28,928 | $5.00 | $145K | 28,928 |
| 2011-04-29 | CHITAYAT JACK 10% owner | Other acquisition · Series A-2 Preferred Stock | +51,420 | $5.00 | $257K | 51,420 |
| 2011-04-29 | CHITAYAT JACK 10% owner | Other disposition · Warrant (right to buy) | −1,334,236 | $0.50 | $667K | 2,354,762 |
| 2011-04-29 | CHITAYAT JACK 10% owner | Other acquisition · Warrant (right to buy) | +1,334,236 | $0.50 | $667K | 1,487,718 |
| 2011-04-27 | Mahamedi Abdi Director | Other disposition · Warrant (right to buy) | −1,680,977 | $0.50 | $840K | 4,596,289 |
| 2011-04-27 | Mahamedi Abdi Director | Other acquisition · Warrant (right to buy) | +1,680,977 | $0.50 | $840K | 4,596,289 |
| 2011-04-27 | CHITAYAT JACK 10% owner | Other disposition · Warrant (right to buy) | −1,680,977 | $0.50 | $840K | 3,688,994 |
| 2011-04-27 | CHITAYAT JACK 10% owner | Other acquisition · Warrant (right to buy) | +1,680,977 | $0.50 | $840K | 3,688,994 |
| 2011-04-27 | LLC Carlyle Liquid 10% owner | Other disposition · Warrant (right to buy) | −3,741,324 | $0.50 | $1.9M | 0 |
Page 10 of 12 · 224 trades