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CIK 0001462120 · Large accelerated filer

Live Oak Bancshares, Inc.

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Tickers
LOB LOBKV
Exchange
NYSE, OTC
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
NC
Entity type
operating
EIN
264596286
Phone
910-790-5867
Business address
1741 TIBURON DRIVE, WILMINGTON, NC, 28403

Securities

  • LOB Common Stock NYSE
  • LOB-PA Depositary Shares, Each Representing a 1/40th Interest in a Share of 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock NYSE
  • LOB-PB Depositary Shares, Each Representing a 1/40th Interest in a Share of 8.750% Fixed Rate Series B Non-Cumulative Perpetual Preferred Stock NYSE
  • LOBKV Common stock OTC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$3,757,738
in 9 filings, $3.7M under 10b5-1 plans

Net −$3,757,738. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. MAHAN JAMES S III −$3.2M Chief Executive Officer sold 3% of stake
  2. WILLIAMS WILLIAM L. III −$337K Director sold <1% of stake
  3. Seward Gregory W −$177K General Counsel sold 4% of stake
  4. Bradford Tonya Williams −$64K Director sold 17% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-04-30 Derraik Renato Chief Info./Digital Off., Bank Sale −75,000 $37.83 $2.8M 4,243
2026-03-12 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −10,000 $32.50 $325K 2,947,844
2026-03-11 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −10,000 $32.83 $328K 2,957,844
2026-03-05 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −8,861 $35.37 $313K 2,968,983
2026-03-05 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −1,139 $35.89 $41K 2,967,844
2026-03-04 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −10,000 $36.69 $367K 2,977,844
2026-03-02 Phifer Walter J Chief Financial Officer Sale −4,712 $36.58 $172K 10,103
2026-03-02 Seward Gregory W General Counsel Sale −3,000 $36.70 $110K 113,797
2026-02-26 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −8,754 $39.29 $344K 2,989,090
2026-02-26 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −1,246 $40.00 $50K 2,987,844
2026-02-25 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −7,463 $39.21 $293K 3,000,381
2026-02-25 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −2,537 $39.65 $101K 2,997,844
2026-02-23 Moroz Mark Michael Chief Banking Officer Option exercise +4,000 16,034
2026-02-23 Moroz Mark Michael Chief Banking Officer Shares withheld for taxes −1,778 $38.30 $68K 14,256
2026-02-23 Moroz Mark Michael Chief Banking Officer Option exercise · Restricted Stock Units −4,000 0
2026-02-23 Cairns Michael Chief Credit Officer Option exercise +145 10,257
2026-02-23 Cairns Michael Chief Credit Officer Shares withheld for taxes −73 $38.30 $3K 10,184
2026-02-23 Cairns Michael Chief Credit Officer Option exercise · Restricted Stock Units −145 0
2026-02-23 Phifer Walter J Chief Financial Officer Option exercise +69 14,847
2026-02-23 Phifer Walter J Chief Financial Officer Shares withheld for taxes −32 $38.30 $1K 14,815

Page 5 of 13 · 246 trades