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CIK 0001462120 · Large accelerated filer

Live Oak Bancshares, Inc.

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Tickers
LOB LOBKV
Exchange
NYSE, OTC
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
NC
Entity type
operating
EIN
264596286
Phone
910-790-5867
Business address
1741 TIBURON DRIVE, WILMINGTON, NC, 28403

Securities

  • LOB Common Stock NYSE
  • LOB-PA Depositary Shares, Each Representing a 1/40th Interest in a Share of 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock NYSE
  • LOB-PB Depositary Shares, Each Representing a 1/40th Interest in a Share of 8.750% Fixed Rate Series B Non-Cumulative Perpetual Preferred Stock NYSE
  • LOBKV Common stock OTC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$3,757,738
in 9 filings, $3.7M under 10b5-1 plans

Net −$3,757,738. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. MAHAN JAMES S III −$3.2M Chief Executive Officer sold 3% of stake
  2. WILLIAMS WILLIAM L. III −$337K Director sold <1% of stake
  3. Seward Gregory W −$177K General Counsel sold 4% of stake
  4. Bradford Tonya Williams −$64K Director sold 17% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-02-09 Derraik Renato Chief Info./Digital Off., Bank Grant or award · Restricted Stock Units +13,173 13,173
2026-02-09 Derraik Renato Chief Info./Digital Off., Bank Grant or award · Restricted Stock Units +10,778 10,778
2026-02-09 Seward Gregory W General Counsel Grant or award · Restricted Stock Units +8,383 8,383
2026-02-09 SUTHERLAND JOHN W. Chief Accounting Officer Grant or award · Restricted Stock Units +2,754 2,754
2026-02-09 Losch William C III President Grant or award · Restricted Stock Units +52,694 52,694
2026-02-06 Phifer Walter J Chief Financial Officer Option exercise +6,160 $13.59 $84K 12,872
2026-02-06 Phifer Walter J Chief Financial Officer Option exercise · Employee Stock Option (right to buy) −6,160 0
2026-02-05 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −9,350 $40.13 $375K 3,048,494
2026-02-05 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −650 $41.34 $27K 3,047,844
2026-02-04 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −9,760 $41.88 $409K 3,058,084
2026-02-04 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −240 $42.44 $10K 3,057,844
2026-01-26 Stasiowska Ewa Maria Chief Risk Officer Purchase +2,595.23 $38.53 $100K 2,595.23
2026-01-26 Spencer Courtney Chief Experience Officer Option exercise +14,000 $13.59 $190K 34,860
2026-01-26 Spencer Courtney Chief Experience Officer Sale −9,700 $39.01 $378K 25,160
2026-01-26 Spencer Courtney Chief Experience Officer Option exercise · Stock Option (right to buy) −14,000 0
2025-12-19 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −10,000 $36.17 $362K 3,067,844
2025-12-17 MAHAN JAMES S III Chief Executive Officer Sale 10b5-1 −10,000 $35.97 $360K 3,077,844
2025-12-15 Cairns Michael Chief Credit Officer Option exercise +235 9,573
2025-12-15 Cairns Michael Chief Credit Officer Shares withheld for taxes −105 $35.31 $4K 9,468
2025-12-15 Cairns Michael Chief Credit Officer Option exercise · Restricted Stock Units −235 236

Page 11 of 13 · 246 trades