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CIK 0001462120 · Large accelerated filer

Live Oak Bancshares, Inc.

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Tickers
LOB LOBKV
Exchange
NYSE, OTC
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
NC
Entity type
operating
EIN
264596286
Phone
910-790-5867
Business address
1741 TIBURON DRIVE, WILMINGTON, NC, 28403

Securities

  • LOB Common Stock NYSE
  • LOB-PA Depositary Shares, Each Representing a 1/40th Interest in a Share of 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock NYSE
  • LOB-PB Depositary Shares, Each Representing a 1/40th Interest in a Share of 8.750% Fixed Rate Series B Non-Cumulative Perpetual Preferred Stock NYSE
  • LOBKV Common stock OTC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$3,757,738
in 9 filings, $3.7M under 10b5-1 plans

Net −$3,757,738. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. MAHAN JAMES S III −$3.2M Chief Executive Officer sold 3% of stake
  2. WILLIAMS WILLIAM L. III −$337K Director sold <1% of stake
  3. Seward Gregory W −$177K General Counsel sold 4% of stake
  4. Bradford Tonya Williams −$64K Director sold 17% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-02-10 Spencer Courtney Chief Experience Officer Option exercise +1,425 26,585
2026-02-10 Spencer Courtney Chief Experience Officer Shares withheld for taxes −709 $41.04 $29K 25,876
2026-02-10 Spencer Courtney Chief Experience Officer Option exercise · Restricted Stock Units −1,425 5,701
2026-02-10 Derraik Renato Chief Info./Digital Off., Bank Option exercise +3,135 67,559
2026-02-10 Derraik Renato Chief Info./Digital Off., Bank Shares withheld for taxes −1,515 $41.04 $62K 66,044
2026-02-10 Derraik Renato Chief Info./Digital Off., Bank Option exercise · Restricted Stock Units −3,135 12,543
2026-02-10 Seward Gregory W General Counsel Option exercise +1,852 107,728
2026-02-10 Seward Gregory W General Counsel Shares withheld for taxes −922 $41.04 $38K 106,806
2026-02-10 Seward Gregory W General Counsel Option exercise · Restricted Stock Units −1,852 7,412
2026-02-10 SUTHERLAND JOHN W. Chief Accounting Officer Option exercise +570 15,860
2026-02-10 SUTHERLAND JOHN W. Chief Accounting Officer Shares withheld for taxes −284 $41.04 $12K 15,576
2026-02-10 SUTHERLAND JOHN W. Chief Accounting Officer Option exercise · Restricted Stock Units −570 2,280
2026-02-10 Losch William C III President Option exercise +9,030 199,603
2026-02-10 Losch William C III President Shares withheld for taxes −4,105 $41.04 $168K 195,498
2026-02-10 Losch William C III President Option exercise · Restricted Stock Units −9,030 36,123
2026-02-09 Stasiowska Ewa Maria Chief Risk Officer Grant or award · Restricted Stock Units +8,383 8,383
2026-02-09 Moroz Mark Michael Chief Banking Officer Grant or award · Restricted Stock Units +8,982 8,982
2026-02-09 Cairns Michael Chief Credit Officer Grant or award · Restricted Stock Units +10,778 10,778
2026-02-09 Phifer Walter J Chief Financial Officer Grant or award · Restricted Stock Units +9,580 9,580
2026-02-09 Spencer Courtney Chief Experience Officer Grant or award · Restricted Stock Units +6,586 6,586

Page 10 of 13 · 246 trades