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CIK 0001311370 · Large accelerated filer

Lazard, Inc.

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Ticker
LAZ
Exchange
NYSE
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
980437848
Phone
(212) 632-6000
Business address
30 ROCKEFELLER PLAZA, NEW YORK, NY, 10112
Former names
Lazard Ltd
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$5,440,038
in 1 filing, $5.4M under 10b5-1 plans

Net −$5,440,038. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Orszag Peter Richard −$5.4M CEO & Chairman sold 32% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-11-22 BHUTANI ASHISH CEO of Lazard Asset Management Option exercise · Restricted Stock Units −1,542 0
2019-11-15 PARSONS RICHARD D Director Grant or award · Deferred Stock Units +1,132 54,471
2019-11-15 Mendillo Jane L Director Grant or award · Deferred Stock Units +938 28,879
2019-11-15 HEYER STEVEN J Director Grant or award · Deferred Stock Units +998 110,504
2019-11-15 HAASS RICHARD N Director Grant or award · Deferred Stock Units +924 25,418
2019-11-15 Alper Andrew M Director Grant or award · Deferred Stock Units +953 46,188
2019-11-12 RAGONE DOMINICK Chief Accounting Officer Sale −4,293 $38.62 $166K 13,531
2019-11-08 Hoffman Scott D CAO and General Counsel Sale −40,000 $38.25 $1.5M 114,909
2019-08-21 Hoffman Scott D CAO and General Counsel Option exercise −886 24,388
2019-08-21 Hoffman Scott D CAO and General Counsel Option exercise +886 184,909
2019-08-21 Hoffman Scott D CAO and General Counsel Sale −30,000 $34.04 $1.0M 154,909
2019-08-16 RAGONE DOMINICK Chief Accounting Officer Grant or award · Restricted Stock Units +259 18,372
2019-08-16 Stern Alexander F. President Grant or award · Restricted Stock Units +2,829 27,792
2019-08-16 Soto Alexandra Exec Human Capital & Workplace Grant or award · Restricted Stock Units +1,545 110,128
2019-08-16 Russo Evan L Chief Financial Officer Grant or award · Restricted Stock Units +594 26,003
2019-08-16 JACOBS KENNETH M Chairman and CEO Option exercise +2,458 82,089
2019-08-16 JACOBS KENNETH M Chairman and CEO Grant or award · Restricted Stock Units +2,458 2,458
2019-08-16 JACOBS KENNETH M Chairman and CEO Option exercise · Restricted Stock Units −2,458 0
2019-08-16 Hoffman Scott D CAO and General Counsel Option exercise +858 25,274
2019-08-16 Hoffman Scott D CAO and General Counsel Grant or award · Restricted Stock Units +858 858

Page 35 of 36 · 720 trades