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CIK 0001311370 · Large accelerated filer

Lazard, Inc.

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Ticker
LAZ
Exchange
NYSE
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
980437848
Phone
(212) 632-6000
Business address
30 ROCKEFELLER PLAZA, NEW YORK, NY, 10112
Former names
Lazard Ltd
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$5,440,038
in 1 filing, $5.4M under 10b5-1 plans

Net −$5,440,038. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Orszag Peter Richard −$5.4M CEO & Chairman sold 32% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-18 HAASS RICHARD N Director Grant or award · Deferred Stock Units +825 26,243
2020-02-18 Alper Andrew M Director Grant or award · Deferred Stock Units +851 47,039
2020-02-13 RAGONE DOMINICK Chief Accounting Officer Grant or award +8,108 20,318
2020-02-13 RAGONE DOMINICK Chief Accounting Officer Grant or award · Restricted Stock Units +8,108 26,711
2020-02-13 Soto Alexandra Exec Human Capital & Workplace Grant or award · Restricted Stock Units +56,989 168,497
2019-11-22 Stern Alexander F. President Grant or award · Restricted Stock Units +2,528 30,320
2019-11-22 Soto Alexandra Exec Human Capital & Workplace Grant or award · Restricted Stock Units +1,380 111,508
2019-11-22 Russo Evan L Chief Financial Officer Grant or award · Restricted Stock Units +531 26,534
2019-11-22 RAGONE DOMINICK Chief Accounting Officer Grant or award · Restricted Stock Units +231 18,603
2019-11-22 JACOBS KENNETH M Chairman and CEO Option exercise +2,167 84,256
2019-11-22 JACOBS KENNETH M Chairman and CEO Grant or award · Restricted Stock Units +2,167 2,167
2019-11-22 JACOBS KENNETH M Chairman and CEO Option exercise · Restricted Stock Units −2,167 0
2019-11-22 Hoffman Scott D CAO and General Counsel Option exercise +756 25,144
2019-11-22 Hoffman Scott D CAO and General Counsel Grant or award · Restricted Stock Units +756 756
2019-11-22 Hoffman Scott D CAO and General Counsel Option exercise · Restricted Stock Units −756 0
2019-11-22 BHUTANI ASHISH CEO of Lazard Asset Management Option exercise +1,542 49,277
2019-11-22 BHUTANI ASHISH CEO of Lazard Asset Management Option exercise −822 48,455
2019-11-22 BHUTANI ASHISH CEO of Lazard Asset Management Option exercise +822 750,325
2019-11-22 BHUTANI ASHISH CEO of Lazard Asset Management Shares withheld for taxes −822 $37.16 $31K 749,503
2019-11-22 BHUTANI ASHISH CEO of Lazard Asset Management Grant or award · Restricted Stock Units +1,542 1,542

Page 34 of 36 · 720 trades