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CIK 0001311370 · Large accelerated filer

Lazard, Inc.

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Ticker
LAZ
Exchange
NYSE
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
980437848
Phone
(212) 632-6000
Business address
30 ROCKEFELLER PLAZA, NEW YORK, NY, 10112
Former names
Lazard Ltd
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$5,440,038
in 1 filing, $5.4M under 10b5-1 plans

Net −$5,440,038. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Orszag Peter Richard −$5.4M CEO & Chairman sold 32% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-05-22 Hoffman Scott D CAO and General Counsel Option exercise · Restricted Stock Units −411 0
2020-05-22 BHUTANI ASHISH CEO of Lazard Asset Management Option exercise +859 28,214
2020-05-22 BHUTANI ASHISH CEO of Lazard Asset Management Option exercise −458 27,756
2020-05-22 BHUTANI ASHISH CEO of Lazard Asset Management Option exercise +458 829,213
2020-05-22 BHUTANI ASHISH CEO of Lazard Asset Management Shares withheld for taxes −458 $25.58 $12K 828,755
2020-05-22 BHUTANI ASHISH CEO of Lazard Asset Management Grant or award · Restricted Stock Units +859 859
2020-05-22 BHUTANI ASHISH CEO of Lazard Asset Management Option exercise · Restricted Stock Units −859 0
2020-05-15 PARSONS RICHARD D Director Grant or award · Deferred Stock Units +1,724 57,206
2020-05-15 Mendillo Jane L Director Grant or award · Deferred Stock Units +1,429 31,146
2020-05-15 HEYER STEVEN J Director Grant or award · Deferred Stock Units +1,520 112,915
2020-05-15 HAASS RICHARD N Director Grant or award · Deferred Stock Units +1,407 27,650
2020-05-15 Alper Andrew M Director Grant or award · Deferred Stock Units +1,452 48,491
2020-03-03 Stern Alexander F. President Sale −50,000 $37.95 $1.9M 315,221
2020-03-02 RAGONE DOMINICK Chief Accounting Officer Option exercise +6,146 19,677
2020-03-02 RAGONE DOMINICK Chief Accounting Officer Option exercise −3,489 16,936
2020-03-02 RAGONE DOMINICK Chief Accounting Officer Option exercise +3,489 23,166
2020-03-02 RAGONE DOMINICK Chief Accounting Officer Shares withheld for taxes −3,274 $35.82 $117K 19,892
2020-03-02 RAGONE DOMINICK Chief Accounting Officer Option exercise · Restricted Stock Units −6,146 20,918
2020-03-02 Stern Alexander F. President Option exercise +137,848 421,443
2020-03-02 Stern Alexander F. President Option exercise +22,079 443,522

Page 30 of 36 · 720 trades