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CIK 0000771266 · Non-accelerated filer<br>Smaller reporting company

Ticker
KOPN
Exchange
Nasdaq
Industry
Semiconductors & Related Devices
FY end
Dec 26
Incorporated
DE
Entity type
operating
EIN
042833935
Phone
508-870-5959
Business address
125 NORTH DRIVE, WESTBOROUGH, MA, 01581
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-12-31 FAN JOHN C C CEO & President Gift −260,000 4,469,769
2017-12-31 FAN JOHN C C CEO & President Gift −150,000 4,319,769
2017-12-31 FAN JOHN C C CEO & President Gift −150,000 4,169,769
2017-12-31 FAN JOHN C C CEO & President Gift +640,000 4,809,769
2017-12-31 FAN JOHN C C CEO & President Gift +150,000 4,959,769
2017-12-31 FAN JOHN C C CEO & President Gift +150,000 5,109,769
2017-12-30 TSAUR BOR YEU Executive Vice President Returned to the company −25,000 612,315
2017-12-15 TSAUR BOR YEU Executive Vice President Grant or award +20,000 597,315
2017-12-15 CHOI HONG K CTO Grant or award +20,000 329,104
2017-12-15 FAN JOHN C C CEO & President Grant or award +400,000 4,729,769
2017-12-15 SNEIDER RICHARD CFO Grant or award +20,000 281,844
2017-12-10 SNEIDER RICHARD CFO Shares withheld for taxes −30,294 $3.12 $95K 261,844
2017-12-10 TSAUR BOR YEU Executive Vice President Shares withheld for taxes −32,651 $3.12 $102K 577,315
2017-12-10 CHOI HONG K CTO Shares withheld for taxes −27,338 $3.12 $85K 309,104
2017-11-09 FAN JOHN C C CEO & President Grant or award +250,000 $3.21 $803K 4,329,769
2017-09-19 CHOI HONG K CTO Sale −10,495 $4.50 $47K 336,442
2017-08-09 SNEIDER RICHARD CFO Sale −65,000 $4.00 $260K 292,138
2017-08-09 TSAUR BOR YEU Executive Vice President Sale −50,000 $4.00 $200K 609,966
2017-05-31 HSIEH CHI CHIA DR Director Grant or award +10,000 120,000
2017-05-31 BREWINGTON JAMES K Director Grant or award +10,000 130,000

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