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CIK 0000859796

JAPAN SMALLER CAPITALIZATION FUND INC

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Ticker
JOF
Exchange
NYSE
FY end
Feb 28
Incorporated
MD
Entity type
other
EIN
133553469
Phone
8008330018
Business address
WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY, 10019
Former names
JAPAN OTC EQUITY FUND INC
Open-market buys, last 90 days
$1,940,633
in 7 filings
Open-market sales, last 90 days
$179,334
in 1 filing

Net +$1,761,299. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Saba Capital Management, L.P. +$1.8M 10% owner sold <1% of stake
Date Insider Transaction Shares Price Value Owned after
2011-08-04 Buck Rodney A Director Option exercise +2,210 $7.60 $17K 6,210
2011-08-04 Buck Rodney A Director Option exercise · Subscription rights (right ot buy) −736 0
2009-10-07 Tan Chor Weng Director Sale −1,000 $7.68 $8K 2,340
2009-10-07 Tan Chor Weng Director Sale −170 $7.68 $1K 2,170
2009-10-07 Tan Chor Weng Director Sale −170 $7.68 $1K 2,000
2008-09-15 Buck Rodney A Director Purchase +2,000 $7.40 $15K 4,000
2007-12-27 Tan Chor Weng Director Purchase +500 $9.46 $5K 3,340
2007-12-26 Tan Chor Weng Director Purchase +500 $9.64 $5K 2,840
2007-12-26 Tan Chor Weng Director Purchase +500 $9.64 $5K 2,840
2007-02-23 Buck Rodney A Director Sale −1,477 $13.80 $20K 2,000
2007-02-23 Buck Rodney A Director Purchase −1,477 $13.80 $20K 2,000
2006-04-05 Grollman William G Director Sale −600 $17.63 $11K 400
2006-04-05 Grollman William G Director Sale −400 $17.62 $7K 0
2006-03-01 Tan Chor Weng Director Gift +1,000 2,340
2006-02-21 Tan Chor Weng Director Purchase +1,000 $15.55 $16K 1,340
2006-01-17 Grollman William G Director Purchase +1,000 $15.80 $16K 1,000
2005-12-15 Wallace John F Director Option exercise +466 $13.98 $7K 1,866
2005-12-15 Wallace John F Director Option exercise +134 $13.98 $2K 2,000
2005-12-15 Wallace John F Director Purchase +146 $13.98 $2K 2,146
2005-12-15 Wallace John F Director Option exercise · Subscription Rights (right to buy) −1,400 0

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