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CIK 0001326110 · Large accelerated filer

ImmunityBio, Inc.

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Ticker
IBRX
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
431979754
Phone
(844) 696-5235
Business address
3530 JOHN HOPKINS COURT, SAN DIEGO, CA, 92121
Former names
NantKwest, Inc., Conkwest, Inc., ZelleRx Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,119,848
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,119,848. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Cohen Cheryl −$851K Director sold 45% of stake
  2. Simon Barry J. −$269K Director sold <1% of stake

Reading 19 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-03-21 SOON-SHIONG PATRICK Chairman and CEO Option exercise +1,851,500 $2.20 $4.1M 20,040,750
2019-03-21 SOON-SHIONG PATRICK Chairman and CEO Other disposition · Warrant (right to buy) −17,589,250 0
2019-03-21 SOON-SHIONG PATRICK Chairman and CEO Option exercise · Stock Option (right to buy) −1,851,500 0
2018-11-29 GORLIN STEVE Director Sale −138,349 $1.65 $228K 0
2018-11-29 GORLIN STEVE Director Sale −34,019 $1.70 $58K 138,349
2018-11-28 GORLIN STEVE Director Sale −17,140 $1.76 $30K 172,368
2018-11-27 GORLIN STEVE Director Sale −100,000 $1.75 $175K 189,508
2018-11-23 GORLIN STEVE Director Sale −9,312 $2.01 $19K 289,508
2018-11-21 GORLIN STEVE Director Sale −22,900 $2.02 $46K 298,820
2018-11-14 GORLIN STEVE Director Sale −115,930 $2.21 $256K 0
2018-11-13 GORLIN STEVE Director Sale −33,300 $2.40 $80K 115,930
2018-11-12 GORLIN STEVE Director Sale −47,050 $2.43 $114K 149,230
2018-08-27 Simon Barry J. See remarks Grant or award · Stock Option (right to buy) +200,000 200,000
2018-08-27 Nelson Sonja Chief Financial Officer Grant or award · Stock Option (right to buy) +200,000 200,000
2018-08-27 GORLIN STEVE Director Sale −18,300 $3.09 $56K 196,280
2018-08-24 GORLIN STEVE Director Sale −10,225 $3.07 $31K 214,580
2018-08-23 GORLIN STEVE Director Sale −21,475 $3.06 $66K 224,805
2018-08-02 Nelson Sonja Chief Financial Officer Grant or award · Restricted Stock Units +40,000 40,000
2018-07-11 SOON-SHIONG PATRICK Chairman and CEO Option exercise +9,257 $1.62 $15K 40,565,814
2018-07-11 SOON-SHIONG PATRICK Chairman and CEO Option exercise · Warrant (right to buy) −9,257 0

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