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CIK 0001326110 · Large accelerated filer

ImmunityBio, Inc.

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Ticker
IBRX
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
431979754
Phone
(844) 696-5235
Business address
3530 JOHN HOPKINS COURT, SAN DIEGO, CA, 92121
Former names
NantKwest, Inc., Conkwest, Inc., ZelleRx Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,119,848
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,119,848. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Cohen Cheryl −$851K Director sold 45% of stake
  2. Simon Barry J. −$269K Director sold <1% of stake

Reading 19 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-05-11 Simon Barry J. See remarks Sale −28,068 $5.50 $155K 3,306,838
2020-03-23 Nelson Sonja Chief Financial Officer Option exercise +15,000 36,542
2020-03-23 Nelson Sonja Chief Financial Officer Shares withheld for taxes −6,132 $2.82 $17K 30,410
2020-03-23 Nelson Sonja Chief Financial Officer Option exercise · Restricted Stock Units −15,000 0
2019-12-16 Thomas John C Director Sale −10,000 $3.14 $31K 330,069
2019-12-13 Thomas John C Director Sale −10,000 $2.48 $25K 350,069
2019-12-13 Thomas John C Director Sale −10,000 $2.98 $30K 340,069
2019-12-12 Thomas John C Director Sale −10,000 $1.99 $20K 360,069
2019-09-09 Thomas John C Director Sale −13,956 $1.24 $17K 370,069
2019-09-06 Thomas John C Director Sale −7,080 $1.24 $9K 384,025
2019-09-05 Thomas John C Director Sale −2,964 $1.25 $4K 391,105
2019-08-02 Nelson Sonja Chief Financial Officer Option exercise +10,000 25,000
2019-08-02 Nelson Sonja Chief Financial Officer Shares withheld for taxes −3,458 $1.27 $4K 21,542
2019-08-02 Nelson Sonja Chief Financial Officer Option exercise · Restricted Stock Units −10,000 30,000
2019-06-06 Thomas John C Director Grant or award +92,592 394,069
2019-06-06 GORLIN STEVE Director Grant or award +92,592 92,592
2019-06-06 DRISCOLL FREDERICK W Director Grant or award +92,592 174,535
2019-06-06 Cohen Cheryl Director Grant or award +300,925 300,925
2019-06-06 BLASZYK MICHAEL D Director Grant or award +92,592 193,667
2019-03-21 SOON-SHIONG PATRICK Chairman and CEO Other acquisition +17,589,250 $2.00 $35.2M 18,189,250

Page 18 of 22 · 433 trades