CIK 0001487428 · Accelerated filer
Horizon Technology Finance Corp
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- HRZN HTFC
- Exchange
- Nasdaq, NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 272114934
- Phone
- 860-676-8654
- Business address
- 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032
Securities
- HRZN Common Stock Nasdaq
- HTFC Horizon Technology Finance Corporation 6.25% Notes due 2027 NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 19 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-06-10 | Trolio Daniel R. Executive VP and CFO | Purchase | +11,500 | $4.34 | $50K | 15,023 |
| 2026-06-09 | O'Connor Kimberley Ann Director | Purchase | +10,000 | $4.37 | $44K | 10,000 |
| 2026-06-09 | ALLISON THOMAS J. Director | Purchase | +6,000 | $4.36 | $26K | 56,617 |
| 2026-06-09 | Goodman Jonathan Joseph Director | Purchase | +6,000 | $4.33 | $26K | 8,312 |
| 2026-06-09 | Seitz Paul G Chief Investment Officer | Purchase | +11,477 | $4.35 | $50K | 12,242 |
| 2026-06-09 | Balkin Michael Chief Executive Officer | Purchase | +100,000 | $4.34 | $434K | 223,527 |
| 2026-06-09 | ALLISON THOMAS J. Director | Purchase | +6,000 | $4.36 | $26K | 55,926 |
| 2026-04-14 | Balkin Michael Chief Executive Officer | Grant or award | +93,527 | 103,527 | ||
| 2026-04-14 | Seitz Paul G Chief Investment Officer | Grant or award | +142 | 742 | ||
| 2026-04-14 | Balkin Michael Chief Executive Officer | Grant or award | +93,527 | 103,527 | ||
| 2026-04-14 | ALLISON THOMAS J. Director | Grant or award | +49,926 | 49,926 | ||
| 2024-12-16 | Balkin Michael Director | Purchase | +20,000 | $8.53 | $171K | 20,000 |
| 2024-11-25 | Michaud Gerald A. President | Purchase | +8,000 | $9.31 | $75K | 169,309 |
| 2024-11-14 | SAVAGE JOSEPH J Director | Purchase | +4,500 | $9.20 | $41K | 59,500 |
| 2024-11-13 | SAVAGE JOSEPH J Director | Purchase | +5,000 | $9.35 | $47K | 55,000 |
| 2024-08-05 | Goodman Jonathan Joseph Director | Purchase | +2,313 | $10.81 | $25K | 2,313 |
| 2024-08-05 | Balkin Michael Director | Purchase | +10,000 | $10.58 | $106K | 10,000 |
| 2024-03-08 | Michaud Gerald A. President | Purchase | +3,650 | $11.77 | $43K | 156,244 |
| 2022-12-20 | Michaud Gerald A. President | Purchase | +18,250 | $11.03 | $201K | 144,585 |
| 2022-12-09 | Pomeroy Robert D. Jr. CEO and Chairman of the Board | Purchase | +4,000 | $13.03 | $52K | 172,821 |
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