CIK 0001145255 · Non-accelerated filer<br>Smaller reporting company
HENNESSY ADVISORS INC
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- HNNA
- Exchange
- Nasdaq
- Industry
- Investment Advice
- FY end
- Sep 30
- Entity type
- operating
- EIN
- 680176227
- Phone
- 415-899-1555
- Business address
- 7250 REDWOOD BLVD., SUITE 200, NOVATO, CA, 94945
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $83,583
- in 4 filings
Net −$83,583. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-12-13 | LIBARLE DANIEL G Advisory Committee Member | Gift | −31,608 | 74,092 | ||
| 2023-12-12 | HENNESSY NEIL J CEO | Purchase | +7,190 | $6.50 | $47K | 2,066,944 |
| 2023-09-18 | LIBARLE DANIEL G Advisory Committee Member | Grant or award | +2,800 | 105,700 | ||
| 2023-09-18 | HENNESSY BRIAN A Director | Grant or award | +5,600 | 266,321 | ||
| 2023-09-18 | Pomilia Susan Weber Director | Grant or award | +5,600 | 48,937 | ||
| 2023-09-18 | SEAVEY THOMAS L Director | Grant or award | +5,600 | 84,829 | ||
| 2023-09-18 | HANSEL HENRY Director | Grant or award | +5,600 | 208,925 | ||
| 2023-09-18 | Knight ORiordan Lydia D Director | Grant or award | +5,600 | 10,100 | ||
| 2023-09-18 | Newton Kiera Director | Grant or award | +5,600 | 7,850 | ||
| 2023-09-18 | OFFENBACH RODGER Advisory Committee Member | Grant or award | +2,800 | 108,373 | ||
| 2023-09-18 | Fahy Kathryn SVP and CFO | Grant or award | +12,500 | 78,070.93 | ||
| 2023-09-18 | Fahy Kathryn SVP and CFO | Shares withheld for taxes | −2,588 | $6.79 | $18K | 75,482.93 |
| 2023-09-18 | NILSEN TERESA M President, COO and Secretary | Grant or award | +19,700 | 147,262 | ||
| 2023-09-18 | NILSEN TERESA M President, COO and Secretary | Shares withheld for taxes | −5,856.5 | $6.79 | $40K | 141,405.5 |
| 2023-09-18 | STEADMAN DANIEL B Executive VP | Grant or award | +9,400 | 53,465 | ||
| 2023-09-18 | STEADMAN DANIEL B Executive VP | Shares withheld for taxes | −1,937 | $6.79 | $13K | 51,528 |
| 2023-09-18 | HENNESSY NEIL J CEO | Grant or award | +19,700 | 2,070,672.5 | ||
| 2023-09-18 | HENNESSY NEIL J CEO | Shares withheld for taxes | −5,856.5 | $6.79 | $40K | 2,064,816 |
| 2023-09-06 | OFFENBACH RODGER Advisory Committee Member | Sale | −10,000 | $6.72 | $67K | 105,573 |
| 2023-08-30 | HENNESSY NEIL J CEO | Shares withheld for taxes | −1,951.5 | $6.89 | $13K | 2,050,972.5 |
Page 7 of 8 · 144 trades