CIK 0001145255 · Non-accelerated filer<br>Smaller reporting company
HENNESSY ADVISORS INC
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- HNNA
- Exchange
- Nasdaq
- Industry
- Investment Advice
- FY end
- Sep 30
- Entity type
- operating
- EIN
- 680176227
- Phone
- 415-899-1555
- Business address
- 7250 REDWOOD BLVD., SUITE 200, NOVATO, CA, 94945
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $83,583
- in 4 filings
Net −$83,583. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-09-18 | OFFENBACH RODGER Advisory Committee Member | Grant or award | +2,800 | 111,173 | ||
| 2024-09-18 | HENNESSY NEIL J CEO | Grant or award | +19,700 | 2,068,894 | ||
| 2024-09-18 | HENNESSY NEIL J CEO | Shares withheld for taxes | −8,482.5 | $10.24 | $87K | 2,060,411.5 |
| 2024-09-18 | NILSEN TERESA M President, COO and Secretary | Grant or award | +19,700 | 158,105.5 | ||
| 2024-09-18 | NILSEN TERESA M President, COO and Secretary | Shares withheld for taxes | −8,482.5 | $10.24 | $87K | 149,623 |
| 2024-09-18 | STEADMAN DANIEL B Executive VP | Grant or award | +9,400 | 57,928 | ||
| 2024-09-18 | STEADMAN DANIEL B Executive VP | Shares withheld for taxes | −2,828 | $10.24 | $29K | 55,100 |
| 2024-09-18 | Fahy Kathryn SVP and CFO | Grant or award | +12,500 | 87,982.93 | ||
| 2024-09-18 | Fahy Kathryn SVP and CFO | Shares withheld for taxes | −3,772 | $10.24 | $39K | 84,210.93 |
| 2023-12-22 | HENNESSY BRIAN A Director | Gift | −11,250 | 234,764.5 | ||
| 2023-12-20 | NILSEN TERESA M President, COO and Secretary | Gift | −5,856.5 | 138,405.5 | ||
| 2023-12-20 | NILSEN TERESA M President, COO and Secretary | Gift | +3,000 | 26,285 | ||
| 2023-12-20 | HENNESSY BRIAN A Director | Gift | −3,750 | 246,014.5 | ||
| 2023-12-19 | HENNESSY NEIL J CEO | Gift | −20,000 | 2,048,495 | ||
| 2023-12-19 | HENNESSY NEIL J CEO | Purchase | +100 | $6.50 | $650 | 2,048,595 |
| 2023-12-18 | HENNESSY NEIL J CEO | Purchase | +599 | $6.50 | $4K | 2,049,194 |
| 2023-12-18 | HENNESSY NEIL J CEO | Purchase | +1,476 | $6.50 | $10K | 2,068,495 |
| 2023-12-15 | STEADMAN DANIEL B Executive VP | Gift | −3,000 | 48,528 | ||
| 2023-12-15 | STEADMAN DANIEL B Executive VP | Gift | +250 | 1,500 | ||
| 2023-12-15 | HENNESSY NEIL J CEO | Purchase | +75 | $6.50 | $488 | 2,067,019 |
Page 6 of 8 · 144 trades