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CIK 0001145255 · Non-accelerated filer<br>Smaller reporting company

HENNESSY ADVISORS INC

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Ticker
HNNA
Exchange
Nasdaq
Industry
Investment Advice
FY end
Sep 30
Entity type
operating
EIN
680176227
Phone
415-899-1555
Business address
7250 REDWOOD BLVD., SUITE 200, NOVATO, CA, 94945
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$83,583
in 4 filings

Net −$83,583. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-12-17 SEAVEY THOMAS L Director Sale −7,269 $12.10 $88K 83,160
2024-12-17 Newton Kiera Director Sale −367 $12.46 $5K 12,563
2024-12-17 STEADMAN DANIEL B Executive VP Sale −2 $12.70 $25 50,442
2024-12-16 STEADMAN DANIEL B Executive VP Sale −2,656 $13.36 $35K 50,444
2024-12-16 LIBARLE DANIEL G Advisory Committee Member Gift −15,882 61,010
2024-09-27 Newton Kiera Director Sale −520 $9.40 $5K 12,930
2024-09-26 Pomilia Susan Weber Director Sale −9,177 $9.80 $90K 44,287
2024-09-25 Pomilia Susan Weber Director Sale −1,073 $9.82 $11K 53,464
2024-09-25 NILSEN TERESA M President, COO and Secretary Gift −5,500 144,123
2024-09-25 NILSEN TERESA M President, COO and Secretary Gift +3,000 29,285
2024-09-23 Fahy Kathryn SVP and CFO Gift −2,000 82,210.93
2024-09-23 STEADMAN DANIEL B Executive VP Gift −2,000 53,100
2024-09-19 HENNESSY BRIAN A Director Gift −2,000 238,364.5
2024-09-18 SEAVEY THOMAS L Director Grant or award +5,600 90,429
2024-09-18 HANSEL HENRY Director Grant or award +5,600 214,525
2024-09-18 HENNESSY BRIAN A Director Grant or award +5,600 240,364.5
2024-09-18 Pomilia Susan Weber Director Grant or award +5,600 54,537
2024-09-18 Knight ORiordan Lydia D Director Grant or award +5,600 15,700
2024-09-18 Newton Kiera Director Grant or award +5,600 13,450
2024-09-18 LIBARLE DANIEL G Advisory Committee Member Grant or award +2,800 76,892

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