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CIK 0001145255 · Non-accelerated filer<br>Smaller reporting company

HENNESSY ADVISORS INC

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Ticker
HNNA
Exchange
Nasdaq
Industry
Investment Advice
FY end
Sep 30
Entity type
operating
EIN
680176227
Phone
415-899-1555
Business address
7250 REDWOOD BLVD., SUITE 200, NOVATO, CA, 94945
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$83,583
in 4 filings

Net −$83,583. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-03-21 NILSEN TERESA M President, COO and Secretary Sale −3,000 $10.38 $31K 24,425
2025-03-20 NILSEN TERESA M President, COO and Secretary Sale −1,860 $10.46 $19K 27,425
2025-03-04 HENNESSY BRIAN A Director Gift −1,000 228,364.5
2025-02-27 Fahy Kathryn SVP and CFO Sale −8,000 $11.07 $89K 74,210.93
2024-12-30 STEADMAN DANIEL B Executive VP Sale −1,000 $11.90 $12K 33,432
2024-12-30 HENNESSY NEIL J CEO Gift −10,000 2,050,411.5
2024-12-27 STEADMAN DANIEL B Executive VP Sale −3,100 $11.80 $37K 34,432
2024-12-27 Newton Kiera Director Sale −330 $12.02 $4K 12,233
2024-12-26 STEADMAN DANIEL B Executive VP Gift −750 37,532
2024-12-26 STEADMAN DANIEL B Executive VP Sale −3,407 $11.99 $41K 38,282
2024-12-24 STEADMAN DANIEL B Executive VP Sale −500 $12.00 $6K 41,689
2024-12-23 STEADMAN DANIEL B Executive VP Sale −1,903 $12.02 $23K 42,439
2024-12-23 STEADMAN DANIEL B Executive VP Gift −250 42,189
2024-12-23 STEADMAN DANIEL B Executive VP Gift +250 1,750
2024-12-23 HENNESSY BRIAN A Director Gift −2,500 229,364.5
2024-12-20 HENNESSY BRIAN A Director Gift −6,500 231,864.5
2024-12-20 STEADMAN DANIEL B Executive VP Sale −2,900 $11.75 $34K 44,342
2024-12-19 SEAVEY THOMAS L Director Sale −11,074 $11.44 $127K 70,429
2024-12-18 STEADMAN DANIEL B Executive VP Sale −3,200 $12.19 $39K 47,242
2024-12-18 SEAVEY THOMAS L Director Sale −1,657 $11.87 $20K 81,503

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