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CIK 0001145255 · Non-accelerated filer<br>Smaller reporting company

HENNESSY ADVISORS INC

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Ticker
HNNA
Exchange
Nasdaq
Industry
Investment Advice
FY end
Sep 30
Entity type
operating
EIN
680176227
Phone
415-899-1555
Business address
7250 REDWOOD BLVD., SUITE 200, NOVATO, CA, 94945
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$83,583
in 4 filings

Net −$83,583. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-09-18 Pomilia Susan Weber Director Grant or award +5,600 49,887
2025-09-18 SEAVEY THOMAS L Director Grant or award +5,600 56,029
2025-09-18 Knight ORiordan Lydia D Director Grant or award +5,600 21,300
2025-09-18 Newton Kiera Director Grant or award +5,600 17,258
2025-09-18 LIBARLE DANIEL G Advisory Committee Member Grant or award +2,800 63,810
2025-09-18 OFFENBACH RODGER Advisory Committee Member Grant or award +2,800 113,298
2025-08-27 STEADMAN DANIEL B Executive VP Gift −2,000 31,432
2025-08-15 SEAVEY THOMAS L Director Sale −2,603 $10.63 $28K 50,424
2025-08-14 SEAVEY THOMAS L Director Sale −2,698 $10.70 $29K 53,027
2025-08-13 SEAVEY THOMAS L Director Sale −7,704 $10.71 $82K 55,725
2025-08-12 SEAVEY THOMAS L Director Sale −7,000 $10.85 $76K 63,429
2025-05-13 Fahy Kathryn SVP and CFO Sale −10,000 $10.71 $107K 64,210.93
2025-03-28 NILSEN TERESA M President, COO and Secretary Sale −4,000 $10.42 $42K 13,425
2025-03-27 Newton Kiera Director Sale −575 $10.52 $6K 11,658
2025-03-27 NILSEN TERESA M President, COO and Secretary Sale −4,000 $10.53 $42K 13,425
2025-03-27 NILSEN TERESA M President, COO and Secretary Gift −4,000 140,123
2025-03-27 NILSEN TERESA M President, COO and Secretary Gift +4,000 17,425
2025-03-26 NILSEN TERESA M President, COO and Secretary Sale −1,000 $10.47 $10K 17,425
2025-03-25 NILSEN TERESA M President, COO and Secretary Sale −3,000 $10.55 $32K 18,425
2025-03-24 NILSEN TERESA M President, COO and Secretary Sale −3,000 $10.50 $32K 21,425

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