CIK 0001145255 · Non-accelerated filer<br>Smaller reporting company
HENNESSY ADVISORS INC
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- HNNA
- Exchange
- Nasdaq
- Industry
- Investment Advice
- FY end
- Sep 30
- Entity type
- operating
- EIN
- 680176227
- Phone
- 415-899-1555
- Business address
- 7250 REDWOOD BLVD., SUITE 200, NOVATO, CA, 94945
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $83,583
- in 4 filings
Net −$83,583. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-09-14 | Newton Kiera Director | Sale | −593 | $10.34 | $6K | 15,701 |
| 2026-05-11 | Fahy Kathryn SVP and CFO | Sale | −10,000 | $10.00 | $100K | 60,688.93 |
| 2025-12-30 | Newton Kiera Director | Sale | −571 | $9.35 | $5K | 16,294 |
| 2025-12-26 | STEADMAN DANIEL B Executive VP | Gift | −750 | 36,574 | ||
| 2025-12-19 | HENNESSY BRIAN A Director | Gift | −4,900 | 229,064.5 | ||
| 2025-12-10 | Fahy Kathryn SVP and CFO | Gift | −2,000 | 70,688.93 | ||
| 2025-12-08 | STEADMAN DANIEL B Executive VP | Gift | −500 | 37,324 | ||
| 2025-12-08 | STEADMAN DANIEL B Executive VP | Gift | +500 | 2,250 | ||
| 2025-09-29 | Newton Kiera Director | Sale | −390 | $10.73 | $4K | 16,865 |
| 2025-09-23 | Newton Kiera Director | Sale | −3 | $11.00 | $33 | 17,255 |
| 2025-09-18 | HENNESSY NEIL J CEO | Grant or award | +19,700 | 2,070,111.5 | ||
| 2025-09-18 | HENNESSY NEIL J CEO | Shares withheld for taxes | −9,000 | $11.08 | $100K | 2,061,111.5 |
| 2025-09-18 | NILSEN TERESA M President, COO and Secretary | Grant or award | +19,700 | 159,823 | ||
| 2025-09-18 | NILSEN TERESA M President, COO and Secretary | Shares withheld for taxes | −9,000 | $11.08 | $100K | 150,823 |
| 2025-09-18 | STEADMAN DANIEL B Executive VP | Grant or award | +9,400 | 40,832 | ||
| 2025-09-18 | STEADMAN DANIEL B Executive VP | Shares withheld for taxes | −3,008 | $11.08 | $33K | 37,824 |
| 2025-09-18 | Fahy Kathryn SVP and CFO | Grant or award | +12,500 | 76,710.93 | ||
| 2025-09-18 | Fahy Kathryn SVP and CFO | Shares withheld for taxes | −4,022 | $11.08 | $45K | 72,688.93 |
| 2025-09-18 | HANSEL HENRY Director | Grant or award | +5,600 | 220,125 | ||
| 2025-09-18 | HENNESSY BRIAN A Director | Grant or award | +5,600 | 233,964.5 |
Page 2 of 8 · 144 trades