CIK 0001145255 · Non-accelerated filer<br>Smaller reporting company
HENNESSY ADVISORS INC
Sign in to watch- Ticker
- HNNA
- Exchange
- Nasdaq
- Industry
- Investment Advice
- FY end
- Sep 30
- Entity type
- operating
- EIN
- 680176227
- Phone
- 415-899-1555
- Business address
- 7250 REDWOOD BLVD., SUITE 200, NOVATO, CA, 94945
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $83,583
- in 4 filings
Net −$83,583. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-09-30 | STEADMAN DANIEL B Executive VP | Gift | −2,000 | 35,768 | ||
| 2026-09-29 | Newton Kiera Director | Sale | −504 | $10.02 | $5K | 20,598 |
| 2026-09-24 | SEAVEY THOMAS L Director | Sale | −1,875 | $10.15 | $19K | 59,754 |
| 2026-09-24 | STEADMAN DANIEL B Executive VP | Sale | −5,000 | $10.26 | $51K | 37,768 |
| 2026-09-18 | HENNESSY NEIL J CEO | Grant or award | +19,700 | 2,080,811.5 | ||
| 2026-09-18 | HENNESSY NEIL J CEO | Shares withheld for taxes | −9,520.5 | $10.38 | $99K | 2,071,291 |
| 2026-09-18 | NILSEN TERESA M President, COO and Secretary | Grant or award | +19,700 | 170,522.5 | ||
| 2026-09-18 | NILSEN TERESA M President, COO and Secretary | Shares withheld for taxes | −9,520.5 | $10.38 | $99K | 161,002 |
| 2026-09-18 | STEADMAN DANIEL B Executive VP | Grant or award | +9,400 | 45,974 | ||
| 2026-09-18 | STEADMAN DANIEL B Executive VP | Shares withheld for taxes | −3,206 | $10.38 | $33K | 42,768 |
| 2026-09-18 | Fahy Kathryn SVP and CFO | Grant or award | +12,500 | 73,188.93 | ||
| 2026-09-18 | Fahy Kathryn SVP and CFO | Shares withheld for taxes | −4,258 | $10.38 | $44K | 68,930.93 |
| 2026-09-18 | HANSEL HENRY Director | Grant or award | +5,600 | 225,725 | ||
| 2026-09-18 | HENNESSY BRIAN A Director | Grant or award | +5,600 | 234,664.5 | ||
| 2026-09-18 | Pomilia Susan Weber Director | Grant or award | +5,600 | 55,487 | ||
| 2026-09-18 | SEAVEY THOMAS L Director | Grant or award | +5,600 | 61,629 | ||
| 2026-09-18 | Knight ORiordan Lydia D Director | Grant or award | +5,600 | 26,900 | ||
| 2026-09-18 | Newton Kiera Director | Grant or award | +5,600 | 21,102 | ||
| 2026-09-18 | LIBARLE DANIEL G Advisory Committee Member | Grant or award | +2,800 | 66,610 | ||
| 2026-09-16 | Newton Kiera Director | Sale | −199 | $10.35 | $2K | 15,502 |
Page 1 of 8 · 144 trades