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CIK 0001280784 · Large accelerated filer

Hercules Capital, Inc.

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Tickers
HCXY HTGC
Exchange
NYSE
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
743113410
Phone
650-289-3060
Business address
1 NORTH B STREET, SUITE 2000, SAN MATEO, CA, 94401
Former names
HERCULES TECHNOLOGY GROWTH CAPITAL INC

Securities

  • HCXY 6.25% Notes due 2033 NYSE
  • HTGC Common Stock NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-01-11 Botelho Kiersten Zaza Chief Legal Officer & CCO Shares withheld for taxes −819 $19.73 $16K 69,194
2025-01-11 Bluestein Scott Chief Executive Officer Shares withheld for taxes −22,006 $19.73 $434K 2,315,881
2025-01-10 Botelho Kiersten Zaza Chief Legal Officer & CCO Shares withheld for taxes −213 $19.73 $4K 70,013
2025-01-09 Follmann Christian Chief Operating Officer Shares withheld for taxes −4,266 $19.98 $85K 89,977
2025-01-09 Follmann Christian Chief Operating Officer Grant or award +33,784 $19.98 $675K 123,761
2025-01-09 Meyer Seth H Chief Financial Officer Shares withheld for taxes −16,351 $19.98 $327K 318,221
2025-01-09 Meyer Seth H Chief Financial Officer Grant or award +82,583 $19.98 $1.7M 400,804
2025-01-09 Botelho Kiersten Zaza Chief Legal Officer & CCO Shares withheld for taxes −4,295 $19.98 $86K 42,698
2025-01-09 Botelho Kiersten Zaza Chief Legal Officer & CCO Grant or award +27,528 $19.98 $550K 70,226
2025-01-09 Bluestein Scott Chief Executive Officer Shares withheld for taxes −43,034 $19.98 $860K 2,096,145
2025-01-09 Bluestein Scott Chief Executive Officer Grant or award +241,742 $19.98 $4.8M 2,337,887
2024-12-05 Meyer Seth H Chief Financial Officer Grant or award +132 $18.91 $2K 334,572
2024-12-05 Meyer Seth H Chief Financial Officer Grant or award · Restricted Stock Units +10,576 37,264
2024-12-05 Follmann Christian Chief Operating Officer Grant or award · Restricted Stock Units +10,576 28,888

Page 7 of 7 · 134 trades