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CIK 0001280784 · Large accelerated filer

Hercules Capital, Inc.

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Tickers
HCXY HTGC
Exchange
NYSE
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
743113410
Phone
650-289-3060
Business address
1 NORTH B STREET, SUITE 2000, SAN MATEO, CA, 94401
Former names
HERCULES TECHNOLOGY GROWTH CAPITAL INC

Securities

  • HCXY 6.25% Notes due 2033 NYSE
  • HTGC Common Stock NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-05-08 Loo Wade Director Returned to the company −5,645 7,504
2025-05-08 Loo Wade Director Grant or award +5,645 25,054
2025-05-08 CROWELL GAYLE A Director Purchase +5,999 $17.49 $105K 69,344
2025-05-08 BADAVAS ROBERT P Director Purchase +1,799 $17.49 $31K 6,033
2025-05-08 BADAVAS ROBERT P Director Returned to the company −1,411 4,622
2025-05-08 BADAVAS ROBERT P Director Grant or award +1,411 108,863
2025-05-08 Aguirre DeAnne Director Purchase +5,999 $17.49 $105K 13,529
2025-05-08 Aguirre DeAnne Director Returned to the company −5,837 7,692
2025-05-08 Aguirre DeAnne Director Returned to the company +5,837 12,181
2025-05-08 Fallon Thomas J Director Purchase +5,976 $17.53 $105K 98,882
2025-04-11 Meyer Seth H Chief Financial Officer Shares withheld for taxes −4,577 $16.83 $77K 384,630
2025-04-11 Follmann Christian Chief Operating Officer Shares withheld for taxes −829 $16.83 $14K 120,951
2025-04-11 Botelho Kiersten Zaza Chief Legal Officer & CCO Shares withheld for taxes −788 $16.83 $13K 67,563
2025-04-11 Bluestein Scott Chief Executive Officer Shares withheld for taxes −13,307 $16.83 $224K 2,292,204
2025-04-09 Meyer Seth H Chief Financial Officer Shares withheld for taxes −3,876 $17.49 $68K 389,207
2025-04-09 Follmann Christian Chief Operating Officer Shares withheld for taxes −960 $17.49 $17K 121,780
2025-04-09 Botelho Kiersten Zaza Chief Legal Officer & CCO Shares withheld for taxes −843 $17.49 $15K 68,351
2025-04-09 Bluestein Scott Chief Executive Officer Shares withheld for taxes −10,370 $17.49 $181K 2,305,511
2025-01-11 Meyer Seth H Chief Financial Officer Shares withheld for taxes −7,721 $19.73 $152K 393,083
2025-01-11 Follmann Christian Chief Operating Officer Shares withheld for taxes −1,256 $19.73 $25K 122,505

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