CIK 0001280784 · Large accelerated filer
Hercules Capital, Inc.
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- HCXY HTGC
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 743113410
- Phone
- 650-289-3060
- Business address
- 1 NORTH B STREET, SUITE 2000, SAN MATEO, CA, 94401
- Former names
- HERCULES TECHNOLOGY GROWTH CAPITAL INC
Securities
- HCXY 6.25% Notes due 2033 NYSE
- HTGC Common Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-01-09 | Follmann Christian Chief Operating Officer | Shares withheld for taxes | −7,580 | $18.59 | $141K | 146,312 |
| 2026-01-09 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Shares withheld for taxes | −5,510 | $18.59 | $102K | 92,858 |
| 2026-01-09 | Meyer Seth H Chief Financial Officer | Shares withheld for taxes | −15,965 | $18.59 | $297K | 438,605 |
| 2026-01-09 | Bluestein Scott Chief Executive Officer | Shares withheld for taxes | −50,081 | $18.59 | $931K | 2,492,810 |
| 2026-01-08 | Follmann Christian Chief Operating Officer | Grant or award | +37,007 | $18.24 | $675K | 153,892 |
| 2026-01-08 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Grant or award | +34,265 | $18.24 | $625K | 98,368 |
| 2026-01-08 | Meyer Seth H Chief Financial Officer | Grant or award | +84,978 | $18.24 | $1.5M | 454,570 |
| 2026-01-08 | Bluestein Scott Chief Executive Officer | Grant or award | +298,794 | $18.24 | $5.5M | 2,542,891 |
| 2025-12-05 | Meyer Seth H Chief Financial Officer | Shares withheld for taxes | −20 | 369,592 | ||
| 2025-12-04 | Follmann Christian Chief Operating Officer | Grant or award · Restricted Stock Units | +10,560 | 39,448 | ||
| 2025-12-04 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Grant or award · Restricted Stock Units | +10,560 | 34,335 | ||
| 2025-12-04 | Meyer Seth H Chief Financial Officer | Grant or award · Restricted Stock Units | +7,920 | 45,184 | ||
| 2025-12-04 | Bluestein Scott Chief Executive Officer | Grant or award · Restricted Stock Units | +23,759 | 170,957 | ||
| 2025-11-03 | CROWELL GAYLE A Director | Purchase | +6,000 | $17.77 | $107K | 78,727 |
| 2025-10-11 | Follmann Christian Chief Operating Officer | Shares withheld for taxes | −1,176 | $16.70 | $20K | 116,885 |
| 2025-10-11 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Shares withheld for taxes | −822 | $16.70 | $14K | 64,103 |
| 2025-10-11 | Meyer Seth H Chief Financial Officer | Shares withheld for taxes | −4,051 | $16.70 | $68K | 369,612 |
| 2025-10-11 | Bluestein Scott Chief Executive Officer | Shares withheld for taxes | −13,431 | $16.70 | $224K | 2,244,097 |
| 2025-10-09 | Follmann Christian Chief Operating Officer | Shares withheld for taxes | −1,362 | $17.06 | $23K | 118,061 |
| 2025-10-09 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Shares withheld for taxes | −956 | $17.06 | $16K | 64,925 |
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