CIK 0001280784 · Large accelerated filer
Hercules Capital, Inc.
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- HCXY HTGC
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 743113410
- Phone
- 650-289-3060
- Business address
- 1 NORTH B STREET, SUITE 2000, SAN MATEO, CA, 94401
- Former names
- HERCULES TECHNOLOGY GROWTH CAPITAL INC
Securities
- HCXY 6.25% Notes due 2033 NYSE
- HTGC Common Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-03-04 | Follmann Christian Chief Operating Officer | Purchase | −5,000 | $14.68 | $73K | 150,135 |
| 2026-03-04 | Randhawa Paramjeet K Director | Purchase | +3,050 | $14.78 | $45K | 19,560 |
| 2026-02-27 | Meyer Seth H Chief Financial Officer | Purchase | +14,000 | $14.33 | $201K | 448,553 |
| 2026-02-27 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Purchase | +1,300 | $14.21 | $18K | 93,336 |
| 2026-02-27 | Meyer Seth H Chief Financial Officer | Purchase | +7,000 | $14.33 | $100K | 448,553 |
| 2026-02-27 | Theodosopoulos Nikos Director | Purchase | +2,600 | $14.21 | $37K | 21,523 |
| 2026-02-27 | Bluestein Scott Chief Executive Officer | Purchase | +7,000 | $14.35 | $100K | 2,516,379 |
| 2026-02-27 | Fallon Thomas J Director | Purchase | +20,000 | $14.20 | $284K | 150,369 |
| 2026-02-27 | BADAVAS ROBERT P Director | Purchase | +5,000 | $14.27 | $71K | 122,073 |
| 2026-02-25 | Loo Wade Director | Purchase | +3,300 | $14.98 | $49K | 32,767 |
| 2026-02-24 | Fallon Thomas J Director | Purchase | +10,000 | $14.98 | $150K | 130,369 |
| 2026-02-24 | BADAVAS ROBERT P Director | Purchase | +5,000 | $15.01 | $75K | 117,073 |
| 2026-02-24 | Bluestein Scott Chief Executive Officer | Purchase | +30,000 | $15.08 | $452K | 2,509,379 |
| 2026-02-23 | CROWELL GAYLE A Director | Purchase | +6,600 | $15.20 | $100K | 87,458 |
| 2026-02-17 | Theodosopoulos Nikos Director | Purchase | +6,165 | $15.93 | $98K | 18,923 |
| 2026-02-17 | Fallon Thomas J Director | Purchase | +20,000 | $15.88 | $318K | 120,369 |
| 2026-01-11 | Follmann Christian Chief Operating Officer | Shares withheld for taxes | −1,178 | $18.59 | $22K | 145,134 |
| 2026-01-11 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Shares withheld for taxes | −822 | $18.59 | $15K | 92,036 |
| 2026-01-11 | Meyer Seth H Chief Financial Officer | Shares withheld for taxes | −4,052 | $18.59 | $75K | 434,553 |
| 2026-01-11 | Bluestein Scott Chief Executive Officer | Shares withheld for taxes | −13,431 | $18.59 | $250K | 2,479,379 |
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