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CIK 0001280784 · Large accelerated filer

Hercules Capital, Inc.

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Tickers
HCXY HTGC
Exchange
NYSE
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
743113410
Phone
650-289-3060
Business address
1 NORTH B STREET, SUITE 2000, SAN MATEO, CA, 94401
Former names
HERCULES TECHNOLOGY GROWTH CAPITAL INC

Securities

  • HCXY 6.25% Notes due 2033 NYSE
  • HTGC Common Stock NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-06-18 BADAVAS ROBERT P Director Grant or award +3,873 $15.49 $60K 8,943
2026-06-18 BADAVAS ROBERT P Director Grant or award +3,873 $15.49 $60K 8,943
2026-06-09 Meyer Seth H Chief Financial Officer Shares withheld for taxes −5 $15.45 $77 442,074
2026-04-09 Follmann Christian Chief Operating Officer Shares withheld for taxes −1,365 $14.74 $20K 148,770
2026-04-09 Follmann Christian Chief Operating Officer Shares withheld for taxes −1,433 $14.74 $21K 147,337
2026-04-09 Botelho Kiersten Zaza Chief Legal Officer & CCO Shares withheld for taxes −956 $14.74 $14K 92,380
2026-04-09 Botelho Kiersten Zaza Chief Legal Officer & CCO Shares withheld for taxes −1,018 $14.74 $15K 91,362
2026-04-09 Meyer Seth H Chief Financial Officer Shares withheld for taxes −3,458 $14.74 $51K 445,090
2026-04-09 Meyer Seth H Chief Financial Officer Shares withheld for taxes −3,011 $14.74 $44K 442,079
2026-04-09 Bluestein Scott Chief Executive Officer Shares withheld for taxes −10,652 $14.74 $157K 2,505,727
2026-04-09 Bluestein Scott Chief Executive Officer Shares withheld for taxes −9,741 $14.74 $144K 2,495,986
2026-03-26 Aguirre DeAnne Director Purchase +7,317 $14.35 $105K 10,749
2026-03-26 Loo Wade Director Purchase +7,317 $14.35 $105K 14,050
2026-03-26 Theodosopoulos Nikos Director Purchase +7,317 $14.35 $105K 29,362
2026-03-26 Fallon Thomas J Director Purchase +7,300 $14.30 $104K 157,669
2026-03-26 Randhawa Paramjeet K Director Purchase +2,926 $14.35 $42K 22,486
2026-03-26 CROWELL GAYLE A Director Purchase +7,317 $14.35 $105K 97,589
2026-03-26 BADAVAS ROBERT P Director Purchase +3,658 $14.35 $52K 5,070
2026-03-05 Meyer Seth H Chief Financial Officer Shares withheld for taxes −5 $15.11 $76 448,548
2026-03-04 Follmann Christian Chief Operating Officer Purchase +5,000 $14.68 $73K 150,135

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