CIK 0001280784 · Large accelerated filer
Hercules Capital, Inc.
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- HCXY HTGC
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 743113410
- Phone
- 650-289-3060
- Business address
- 1 NORTH B STREET, SUITE 2000, SAN MATEO, CA, 94401
- Former names
- HERCULES TECHNOLOGY GROWTH CAPITAL INC
Securities
- HCXY 6.25% Notes due 2033 NYSE
- HTGC Common Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-10-09 | Follmann Christian Chief Operating Officer | Shares withheld for taxes | −1,365 | $16.51 | $23K | 143,174 |
| 2026-10-09 | Follmann Christian Chief Operating Officer | Shares withheld for taxes | −1,433 | $16.51 | $24K | 141,741 |
| 2026-10-09 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Shares withheld for taxes | −1,018 | $16.51 | $17K | 88,370 |
| 2026-10-09 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Shares withheld for taxes | −956 | $16.51 | $16K | 87,414 |
| 2026-10-09 | Meyer Seth H President | Shares withheld for taxes | −3,011 | $16.51 | $50K | 432,589 |
| 2026-10-09 | Meyer Seth H President | Shares withheld for taxes | −3,458 | $16.51 | $57K | 429,131 |
| 2026-10-09 | Bluestein Scott Chief Executive Officer | Shares withheld for taxes | −9,741 | $16.51 | $161K | 2,465,852 |
| 2026-10-09 | Bluestein Scott Chief Executive Officer | Shares withheld for taxes | −10,652 | $16.51 | $176K | 2,455,200 |
| 2026-09-17 | Fichera Alfred Director | Grant or award | +3,483 | $17.76 | $62K | 3,483 |
| 2026-09-09 | Meyer Seth H President | Shares withheld for taxes | −5 | $17.61 | $88 | 435,600 |
| 2026-07-09 | Follmann Christian Chief Operating Officer | Shares withheld for taxes | −1,433 | $15.69 | $22K | 145,904 |
| 2026-07-09 | Follmann Christian Chief Operating Officer | Shares withheld for taxes | −1,365 | $15.69 | $21K | 144,539 |
| 2026-07-09 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Shares withheld for taxes | −956 | $15.69 | $15K | 90,406 |
| 2026-07-09 | Botelho Kiersten Zaza Chief Legal Officer & CCO | Shares withheld for taxes | −1,018 | $15.69 | $16K | 89,388 |
| 2026-07-09 | Meyer Seth H President | Shares withheld for taxes | −3,011 | $15.69 | $47K | 439,063 |
| 2026-07-09 | Meyer Seth H President | Shares withheld for taxes | −3,458 | $15.69 | $54K | 435,605 |
| 2026-07-09 | Bluestein Scott Chief Executive Officer | Shares withheld for taxes | −9,741 | $15.69 | $153K | 2,486,245 |
| 2026-07-09 | Bluestein Scott Chief Executive Officer | Shares withheld for taxes | −10,652 | $15.69 | $167K | 2,475,593 |
| 2026-06-18 | BADAVAS ROBERT P Director | Grant or award | +3,873 | $15.49 | $60K | 8,943 |
| 2026-06-18 | BADAVAS ROBERT P Director | Grant or award | +3,873 | $15.49 | $60K | 8,943 |
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